Search for: "New York Stock Exchange LLC v. Securities and Exchange Commission"
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27 Nov 2023, 9:34 am
Misappropriation of corporate opportunity is one of our favorite, most frequently blogged topics on New York Business Divorce. [read post]
10 Jun 2011, 1:32 pm
So, as the securities litigation bar awaits the Court’s decision in Janus Capital v. [read post]
24 Oct 2019, 2:40 pm
” (June 6th, 2018, during a CNBC interview); and “If investors think there’s the same rigor around cryptocurrency price discovery as there is on the Nasdaq or New York Stock Exchange … they are sorely mistaken. [read post]
3 Dec 2021, 9:49 am
” The company’s ticker symbol on the New York Stock Exchange will remain “SQ” for now, it said, though its legal name will change from “Square, Inc. [read post]
3 Dec 2021, 9:49 am
” The company’s ticker symbol on the New York Stock Exchange will remain “SQ” for now, it said, though its legal name will change from “Square, Inc. [read post]
10 Feb 2021, 10:55 am
Notably, in North State Deli, LLC, et al. v. [read post]
15 Apr 2020, 6:06 am
Coronacide, LLC v. [read post]
28 Dec 2023, 9:05 pm
Supreme Court allowed New York to enforce a firearm law—passed in response to the Court’s decision in Bruen—that adds requirements for obtaining gun licenses and restricts carrying guns in more public places. [read post]
16 Jun 2016, 2:48 pm
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
12 Dec 2017, 4:36 pm
Securities and Exchange Commission (SEC) made two key announcements in September of 2017. [read post]
7 Oct 2015, 4:46 pm
July 10, 2013) (holding attorney-client privilege and work-product protection were waived where company voluntarily provided to the Securities Exchange Commission the content of interview notes and summaries prepared by counsel); but see SEC v. [read post]
11 Nov 2016, 4:07 am
After Facebook declined to bring suit, the plaintiff filed suit in the Southern District of New York in June 2013. [read post]
22 Feb 2016, 4:36 pm
However, interest in purchasing this type of insurance did not develop until 1939, when in New York Dock Co. v. [read post]
2 Oct 2017, 4:50 pm
2005: SEC v. [read post]
11 Oct 2023, 11:17 am
Kivett, and the New York state law in Cantero v. [read post]
12 Mar 2018, 12:42 am
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents (the “2018 SEC Guidance”). [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
10 Oct 2018, 12:40 pm
Securities and Exchange Commission (SEC), the federal regulator tasked with policing the disclosures to shareholders by public companies like Google. [read post]
29 Jan 2018, 11:28 pm
Securities and Exchange Commission, and ICO lawyers should be watching their backs. [read post]
