Search for: "SEC v. National Securities, Inc." Results 61 - 80 of 535
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27 Feb 2023, 9:01 pm by renholding
Dapper Labs, Inc., denying Dapper Labs and its CEO’s motion to dismiss a putative securities class action. [read post]
26 Sep 2019, 8:35 am by Astarita
The bill comes on the heels of the similar Whistleblower Protection Reform Act of 2019 (H.R.2515), passed in the House in July by an overwhelming bipartisan majority.Like the House bill, the Senate bill would effectively reverse the Supreme Court decision in Digital Realty Trust Inc. v. [read post]
24 Feb 2010, 12:23 pm by Brett Alcala
On February 24, 2010, a federal judge granted a motion to dismiss filed by Sidney Field and David Lampariello in the securities fraud lawsuit filed by the Securities Exchange Commission ("SEC"), SEC v. [read post]
13 Oct 2010, 3:23 am by Peter Vodola
The Supreme Court formulated the definition of “investment contract,” in SEC v. [read post]
4 Mar 2018, 12:49 pm by Sabrina I. Pacifici
JDSupra – “On February 21, 2018, in the case of Digital Realty Trust, Inc. v. [read post]
23 Jan 2023, 9:01 pm by renholding
Restricted competition trading center:  Any trading center that is not an open competition trading center and is not a national securities exchange. [read post]
5 Dec 2010, 6:00 am by Steven Kaufhold - Guest
  Such aiding-and-abetting claims under the federal securities may be pursued only in enforcement actions by the Securities and Exchange Commission (SEC). [read post]
17 Aug 2018, 6:16 am
National Australia, Section 10(b), Securities fraud, Securities litigation, U.S. federal courts Proposed Amendments to SEC’s Whistleblower Program Posted by Angela Burgess, Kyoko Takahashi Lin, and Linda Chatman Thomsen, Davis Polk & Wardwell LLP, on Monday, August 13, 2018 Tags: Accountability, Dodd-Frank Act, Oversight, SECSEC enforcement, SEC… [read post]