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21 Mar 2024, 1:01 pm
Supp. 2d 1140 (D.N.M. 2012), that taxpayers should have treated the LLC’s income as self-employment income. [read post]
19 Mar 2024, 12:49 pm
” The SEC charged Genesis and Gemini Trust Company, LLC (“Gemini”) on January 12, 2023. asserting that the Gemini Earn program was a purported investment opportunity where Gemini customers, including retail investors in the United States, loaned their crypto assets to Genesis in exchange for Genesis’ promise to pay interest earned from Genesis’ use of the loaned crypto assets. [read post]
18 Mar 2024, 2:05 pm
Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme involving CryptoFX LLC. [read post]
15 Mar 2024, 4:00 am
State business filings show Efficient Private Protection and Security LLC is owned by Brenda Grisham, who also serves as one of two principal officers for the recall campaign, Save Alameda For Everybody. [read post]
14 Mar 2024, 6:56 am
However, the use of parody in the context of commercial products, such as the “Satan Shoes,” which will be discussed in further detail later, raises questions about the limits of fair use and the potential for trademark infringement.[14] In another drop, MSCHF created the Global Supply Chain Telephone Handbag that combines elements from famous luxury brands like Birkin, Celine, Dior, and Balenciaga. [read post]
5 Mar 2024, 5:40 am
Coffee, Jr., and Joshua Mitts that advocated using computing power to trace the purchase of shares. [read post]
1 Mar 2024, 8:33 am
The Securities and Exchange Commission announced settling charges against New York-based investment adviser HG Vora Capital Management LLC for its failure to make timely ownership disclosures in the lead-up to its May 2022 acquisition bid for trucking fleet company Ryder System Inc. [read post]
6 Feb 2024, 6:13 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
5 Feb 2024, 6:10 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
31 Jan 2024, 11:31 am
The review includes regulatory sanctions from the Financial Industry Regulatory Authority (FINRA), the US Securities Exchange Commission (SEC) and state regulators. [read post]
31 Jan 2024, 8:43 am
Autonodyne LLC, 2024 WL 342515 (Del. [read post]
31 Jan 2024, 8:17 am
” A similar flaw was at the heart of a December 2023 OFAC settlement with CoinList Markets LLC, a virtual currency-exchange based in California (CLM).[3] CLM agreed to pay $1.2 million to settle its potential civil liability arising from transactions processed on behalf of users in Crimea, a provision of services that has been prohibited since 2014. [read post]
31 Jan 2024, 7:04 am
The CFTC also oversees significant sectors of fintech, including the trading of virtual currencies (such as Bitcoin) as well as the use of virtual currencies in derivative contracts. [read post]
29 Jan 2024, 12:00 pm
SEC Charged Morgan Stanley and Exec with Multi-year Fraud January 12, 2024 – Morgan Stanley Settles Block Trading Charges for $249 Million The Securities and Exchange Commission (SEC) filed charges against Morgan Stanley and its former equity syndicate desk head, Pawan Passi, for a multi-year fraud involving the disclosure of confidential information on block trading. [read post]
26 Jan 2024, 8:58 am
Securities and Exchange Commission (SEC) or Commodities Futures Trading Commission (CFTC). [read post]
26 Jan 2024, 8:27 am
Rodriguez’s broker report indicates that he was discharged by Morgan Stanley in 2021 after allegations of “use of client line of credit for his personal benefit. [read post]
25 Jan 2024, 8:35 am
You can use the tool to verify if a broker or brokerage firm is registered with FINRA. [read post]
24 Jan 2024, 4:29 pm
It was an active year for fraud enforcement at the Securities and Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC). [read post]
24 Jan 2024, 1:47 pm
Pagartanis, accused of targeting elderly investors, allegedly lied about investing their money, using it for personal expenses and running a Ponzi-like scheme. [read post]
22 Jan 2024, 8:14 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
