Search for: "Working Group on Securities Disclosure Authority"
Results 61 - 80
of 2,438
Sorted by Relevance
|
Sort by Date
13 Feb 2024, 10:47 am
The post Brett Hartvigson Barred from Securities Industry appeared first on The White Law Group. [read post]
9 Jan 2014, 7:53 pm
The authority to issue these national security letters (NSLs) is comparable to the authority to issue administrative subpoenas. [read post]
12 Nov 2024, 11:44 am
Identify when the Centers for Medicare and Medicaid Services (CMS) Physician Self-Referral Disclosure Protocol (SRDP) comes into play and learn how to complete and submit disclosure forms to CMS. [read post]
1 May 2023, 8:42 am
If you have suffered losses investing with Damian Baird, the securities attorneys at the White Law Group may be able to help you. [read post]
22 May 2012, 1:05 pm
The Department of Labor’s Employee Benefits Security Administration (EBSA) has made a technical correction to recently released participant-level fee disclosure regulation (29 CFR § 2550.404a-5) contained in Field Assistance Bulletin No. 2012-02 (Fab 2012-02) as initially released on May 7, 2012. [read post]
15 Dec 2022, 5:14 pm
This article was co-authored with Jessica Kamleh. [read post]
11 Jan 2021, 5:01 am
The Atlantic Council’s new project on software supply chain security, Breaking Trust, which we co-authored, shows that this kind of vulnerability results in some of the most consequential and sophisticated software supply chain attacks, often perpetrated by state-backed actors. [read post]
23 Sep 2021, 8:41 am
If certain digital assets and the products and services provided are not currently within the SEC’s clear authority, the group suggested that the Commission ensure that investors are well informed that they are not working with SEC-regulated entities.Investors in digital assets should know that their service providers may not be subject to the fiduciary duties that accompany securities-related activities, including brokers’ duty of best execution, the… [read post]
16 Jun 2022, 6:58 am
The SEC would be granted authority to exempt emerging growth companies from some of the disclosure requirements. [read post]
20 May 2024, 10:00 pm
HIPAA Authorization for PHI Use or Disclosure Adopt this template to obtain the consent for use or disclosure of an individual's PHI. [read post]
14 Jun 2021, 8:09 am
Companies face only a patchwork of vague disclosure requirements imposed by state privacy laws, the Federal Trade Commission, securities laws, and industry-specific regulatory bodies. [read post]
11 Jul 2022, 11:43 am
The post New DOL Policy Shields “Vulnerable Workers who Lack Work Authorization” from Deportation appeared first on Judicial Watch. [read post]
13 Apr 2023, 5:01 am
New Approaches to Secure Software Supply Chains Drawing on the expertise of an international expert working group, one of us recently co-authored a report for the Berlin-based tech policy think tank Stiftung Neue Verantwortung seeking to provide policymakers on both sides of the Atlantic with a toolbox to strengthen software supply chain security. [read post]
26 Mar 2011, 3:10 pm
Traditionally, securities regulators have focused on transparency and disclosure. [read post]
6 May 2022, 8:10 am
Group of Governmental Experts (GGE) and the Open-Ended Working Group (OEWG) underlined governments’ duty to encourage responsible reporting of vulnerabilities in 2021. [read post]
11 Apr 2016, 8:19 am
Such a working group could advise European data protection authorities on the approp [read post]
26 May 2015, 9:51 am
Authorizing zero-day disclosures may enable identity theft, financial fraud, and other serious threats. [read post]
12 Sep 2012, 5:00 am
See Essay: Corporate Governance, the Securities and Exchange Commission, and the Limits of Disclosure. [read post]
10 Apr 2018, 3:00 am
That’s how this works. . . [read post]
10 Apr 2018, 3:00 am
That’s how this works. . . [read post]
