Search for: "Working Group on Securities Disclosure Authority"
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23 Sep 2021, 8:41 am
If certain digital assets and the products and services provided are not currently within the SEC’s clear authority, the group suggested that the Commission ensure that investors are well informed that they are not working with SEC-regulated entities.Investors in digital assets should know that their service providers may not be subject to the fiduciary duties that accompany securities-related activities, including brokers’ duty of best execution, the… [read post]
16 Jun 2022, 6:58 am
The SEC would be granted authority to exempt emerging growth companies from some of the disclosure requirements. [read post]
20 May 2024, 10:00 pm
HIPAA Authorization for PHI Use or Disclosure Adopt this template to obtain the consent for use or disclosure of an individual's PHI. [read post]
11 Jul 2022, 11:43 am
The post New DOL Policy Shields “Vulnerable Workers who Lack Work Authorization” from Deportation appeared first on Judicial Watch. [read post]
26 Mar 2011, 3:10 pm
Traditionally, securities regulators have focused on transparency and disclosure. [read post]
6 May 2022, 8:10 am
Group of Governmental Experts (GGE) and the Open-Ended Working Group (OEWG) underlined governments’ duty to encourage responsible reporting of vulnerabilities in 2021. [read post]
6 Jan 2025, 10:00 pm
Browse the Practical Guidance Author Center to see the 2000+ leading attorney authors contributing to our 26 practice areas. [read post]
10 Apr 2018, 3:00 am
That’s how this works. . . [read post]
10 Apr 2018, 3:00 am
That’s how this works. . . [read post]
26 May 2015, 9:51 am
Authorizing zero-day disclosures may enable identity theft, financial fraud, and other serious threats. [read post]
21 Apr 2022, 9:01 pm
On March 21, 2022, the Securities and Exchange Commission proposed, in a 510-page release, climate-related disclosure rules for public companies. [read post]
2 Jan 2024, 1:10 pm
Check out our Practical Guidance Author Center ! [read post]
2 Apr 2020, 4:14 pm
Meanwhile, the CFTC and the National Futures Association worked in tandem to address a plethora of supervisory requirements in connection with branch offices and working from remote locations. [read post]
22 Apr 2019, 1:12 pm
Kennedy to secure a consolation seat on the Supreme Court—and whose abrupt retirement in June 2018 quickly opened the door for Trump to nominate D.C. [read post]
1 May 2023, 9:01 pm
Over the past several years, the use of non-disclosure agreements (“NDAs”) has received significant public scrutiny following their controversial use in a number of high profile harassment claims.[1] NDAs were back in the headlines earlier this year following the leak to the Telegraph of around 100,000 Whatsapp messages belonging to the former UK Health Secretary Matt Hancock.[2] The messages, which revealed Mr Hancock’s communications with other members of the government… [read post]
10 Aug 2022, 6:14 am
Update on the Investigation: Dustin Shafer & Shafer Financial Group, Springfield IL According to an SEC administrative order, on August 9, 2022 the Securities and Exchange Commission reportedly barred financial advisor Dustin Paul Shafer (CRD # 4198962) from working in the securities industry after charges by the State of Illinois alleged broker misconduct including allegations that he borrowed money from an elderly client. [read post]
28 Dec 2022, 2:28 pm
Crowell & Moring’s Government Contracts Group discusses the most consequential changes for government contractors here. [read post]
10 Jul 2023, 8:26 am
Kovalsky co-authored, “Emerging ‘Securities’ Litigation in Cryptocurrency. [read post]
17 Feb 2023, 5:06 am
No previous arbitration, securities, or legal experience is required, only five years of paid work experience and two years of college level credits is required to become an arbitrator. [read post]
20 Dec 2024, 8:51 am
The White Law Group is investigating potential securities claims involving Cambridge Investment Research Inc. [read post]
