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8 Apr 2012, 10:00 pm by Leland E. Beck
The United States District Court for the District of Columbia denied a preliminary injunction in Safari Club International v. [read post]
4 Jan 2019, 3:33 am by Broc Romanek
The fact that the SEC took this action should have been no surprise because Section 955 of Dodd-Frank required the SEC to do so. [read post]
National banks have the benefit of federal preemption that allows them to ignore many state laws. [read post]
23 Jul 2015, 6:28 pm by Kevin LaCroix
”[6] The SEC’s stated rationale for its decision to bring more of its cases as administrative proceedings is that it is simply making use of its new authority under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) to pursue monetary damages against non-regulated entities through administrative proceedings, rather than in federal court. [read post]
17 Mar 2016, 4:51 pm by Kevin LaCroix
Further, state law could allow a corporation to indemnify a director or officer. [read post]
6 Jan 2014, 11:20 pm by Kevin LaCroix
Supreme Court’s 1988 decision in Basic, Inc. v. [read post]
16 Jun 2016, 9:30 pm by Justin Daniel
Writing for the Brookings Institution, Lisa V. [read post]
2 Mar 2017, 9:30 pm by Justin Daniel
The Heritage Foundation released Prosperity Unleashed: Smarter Financial Regulation, a framework for replacing the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
29 Sep 2013, 5:07 pm by INFORRM
A woman v Hemel Hempstead Gazette, 10.9.13. [read post]
The presentation canvassed a series of issues in the debate regarding appropriate responses, including: state v. federal responses; private ordering v. [read post]