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26 Aug 2010, 12:51 pm
You can review other highlights of Ms. [read post]
3 Oct 2008, 1:06 am
Therefore, with the publication of this notice, we are initiating a status review of the marbled murrelet, which will also serve as our 5-year status review for the species. [read post]
8 Jan 2008, 8:25 pm
In the course of my review, I found a number of provisions that imposed what should have been to any commercial bank unacceptable risk-shifting from the service provider to the bank, and several provisions that did not meet the requirements of applicable law or regulatory guidelines. [read post]
2 Mar 2021, 6:36 am
Future examinations of broker-dealers will focus on regulatory compliance issues regarding safekeeping of funds, registration requirements, and AML regulations. [read post]
9 Sep 2013, 1:23 pm
For example, according to EPA documents, there was limited, organized management oversight to ensure that regulatory actions were not misclassified as conditional registrations. [read post]
20 Oct 2017, 1:45 pm
More information on regulatory issues related to chlorpyrifos is available on our blog. [read post]
10 Feb 2016, 10:08 am
It is highly likely that review will not be completed by the time the next President takes office on January 20. [read post]
16 Jan 2025, 9:47 am
Use tools like FINRA’s BrokerCheck to review their credentials and check for any past disciplinary actions. [read post]
20 Nov 2022, 8:12 am
The legislation would also require the FCC to review the rules it has on the quality of closed captioning. [read post]
11 Mar 2024, 7:14 am
Investors can use the tool to verify if a broker or brokerage firm is registered with FINRA, review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
4 Jun 2012, 11:01 am
Those actions, which would potentially begin this year, could include negotiating Chesapeake Bay Implementation Grant and Regulatory and Accountability Program (CBIG and CBRAP) grant work plans and/or adding conditions to CBRAP grants; objecting to or taking over permits that do not implement specific actions identified in Virginia’s WIP; continuing targeted enforcement; extending assistance for permit writing and conducting inspections; and providing technical training and guidance… [read post]
16 Aug 2019, 11:49 am
Potential buyers should request the target’s current product labels and ingredients, and documentation evidencing the regulatory review of product labels. [read post]
18 Jun 2010, 4:00 am
The peer review committee will hold meetings, some of which may involve public sessions. [read post]
9 Jan 2023, 9:05 pm
” The Accounting Review 83 (2008): 757-787. [read post]
22 Feb 2016, 7:56 am
This makes the regulatory review process faster and more certain. [read post]
18 Aug 2011, 8:00 am
It’s a simple, forensically sound answer to your regulatory and compliance obligations.Discovery Cloud: Nextpoint’s all-in-one application for relevance review and production, including file processing of all natives. [read post]
9 Sep 2011, 1:13 pm
That said, we do not assert that private regulation alone - with no public regulatory backstop, such as through court oversight - suffices to ensure the fairness of consumer arbitration proceedings. [read post]
16 Mar 2014, 6:07 pm
Covered Entities & Business Associates Should Review & Tighten Practices in Response To Resolution Agreement & Other New Guidance Other covered entities and their business associates should carefully evaluate and tighten their existing practices in response to the Resolution Agreement and other recent guidance. [read post]
19 Jan 2012, 10:41 am
Changing professional guidelines Forthcoming results of LSO studies conducted by US and UK regulatory authorities will clarify dos and don'ts for the sector's practitioners. 10. [read post]
19 Jan 2012, 10:41 am
Changing professional guidelines Forthcoming results of LSO studies conducted by US and UK regulatory authorities will clarify dos and don'ts for the sector's practitioners. 10. [read post]
