Search for: "Working Group on Securities Disclosure Authority"
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5 Apr 2021, 2:06 pm
” The findings of this work group are due on November 1, 2021, and that group’s notes will likely provide recommendations for compliance. [read post]
24 Mar 2017, 8:46 am
On disclosure a low level of working policy disclosure--prefer generalized to specific disclosures and even when requested only in general terms (EU 2013 rules). [read post]
13 Jun 2018, 9:37 am
The Working Group will make internal recommendations about white collar crime, corporate compliance, and related issues. [read post]
15 Apr 2011, 8:42 am
Second, I don’t know how the ILTSO authors’ ISPs work, but in my house, when the power goes down, everything goes down; presumably the ISPs would all go down as well. [read post]
15 Nov 2009, 10:16 am
 The Securities and Exchange Commission is also in a position to act to make vital improvements in disclosure of information relevant to potential liabilities. [read post]
28 Jun 2012, 1:20 pm
The witness statements may be entitled to absolute protection if defendant can show that disclosure would reveal its “attorney’s impressions, conclusions, opinions, or legal research or theories. [read post]
28 Mar 2024, 6:00 am
Companies separately announced collaborations with independent groups. [read post]
11 Jul 2013, 3:33 pm
Many businesses mistakenly fail to recognize a wide range of workers considered by the business to work as contractors, leased employees or in other capacities are likely to be considered by the IRS to be common law employees for purposes of these rules. [read post]
17 Apr 2020, 3:00 am
The new rules were authored by the late U.S, Sen. [read post]
16 Dec 2010, 2:15 pm
If a lawyer were to suggest new risk factors for securities disclosure what might happen? [read post]
13 Feb 2013, 4:18 am
Voluntary Critical Infrastructure Cybersecurity Program The Executive Order instructs DHS to work with Sector-Specific Agencies to establish a voluntary program to encourage adoption of the Cybersecurity Framework. [read post]
13 Feb 2013, 4:18 am
Voluntary Critical Infrastructure Cybersecurity Program The Executive Order instructs DHS to work with Sector-Specific Agencies to establish a voluntary program to encourage adoption of the Cybersecurity Framework. [read post]
5 Dec 2024, 6:44 pm
The Supreme Court is continuing to work through its relisted cases. [read post]
24 Mar 2025, 4:50 am
The Defense Department is planning to use polygraphs while investigating “recent unauthorized disclosures of national security information,” according to a memo published on the Pentagon’s website. [read post]
20 Nov 2014, 1:06 pm
While these options sound attractive, not all of these options work for all employers. [read post]
10 Jul 2012, 3:10 pm
A prolific author and popular speaker, Ms. [read post]
2 Nov 2014, 11:29 am
“Plan fiduciaries have an obligation to work solely in the interest of plan participants,” said Assistant Secretary of Labor for Employee Benefits Security Phyllis C. [read post]
28 Oct 2021, 12:01 pm
Moreover, she alleged, the disclosures led to discrimination and harassment by fellow recruits, including taunting, jokes, and inquiries about the procedures and her protected status, both in-person and over group chats. [read post]
26 Feb 2011, 12:16 pm
Section 982 of the Dodd-Frank Act expanded the PCAOB’s inspection authority to include audits of securities brokers and dealers. [read post]
23 Jul 2023, 9:05 pm
The SEC staff is also more likely to expand its work to include conference call disclosures for more complex filing reviews. [read post]
