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19 Jan 2011, 1:12 pm
There is a need for clear, efficient, and consistent regulatory requirements and authority for permitting all phases of CCS projects in California, including CO2 capture, transport, and storage. 7. [read post]
5 Aug 2021, 2:23 pm
More Information This article is republished by permission of the author, Cynthia Marcotte Stamer. [read post]
14 Feb 2014, 8:58 am
It is financially and administratively independent and is governed by an independent General Assembly and Board of Directors." [read post]
2 Apr 2009, 2:52 am
The complaint alleges that the parent represented that it would "ensure that member firms’ work would meet professional standards and regulatory requirements. [read post]
11 Jun 2020, 9:18 am
Stamer or her health industry and other experience and involvements, see www.cynthiastamer.com or contact Ms. [read post]
15 Jul 2024, 11:38 am
“Given the risks associated with the advancement of AI, there is an urgent need to ensure that employees working on this technology understand that they can raise complaints or address concerns to federal regulatory or law enforcement authorities,” attorney Stephen M. [read post]
27 Oct 2009, 5:30 pm
On October 22, 2009, the FRB proposed new guidance that will dramatically affect incentive compensation arrangements for the banking industry. [read post]
23 Feb 2024, 7:07 am
The proposed rules contemplate two cybersecurity regulatory measures for incident reporting. [read post]
11 Dec 2017, 1:24 pm
Amici consist of a group of 37 current and former Representatives and Senators described as “sponsors of Dodd-Frank [who] participated in drafting it, serve or served on committees with jurisdiction over the federal financial regulatory agencies and the banking industry, currently serve in the leadership, or served in the leadership when Dodd-Frank was passed. [read post]
17 Dec 2020, 4:21 pm
And just when we thought the OAG was done with the regulatory process, his office introduced further regs in October and December (in the latest draft, the OAG has proposed a new “Do Not Sell” logo along with regulations that make it unclear whether or not the logo is required). [read post]
13 Dec 2009, 6:56 pm
Clearly the Industry Canada and CRTC processes are not in comity, given that both authorities rely on the identical statutory test in assessing ownership compliance. [read post]
24 Jul 2011, 12:00 pm
And, shadow banks that still remain outside of regulatory scrutiny need to be brought into the light. [read post]
18 Apr 2018, 10:59 am
Chinese authorities have rapidly expanded the use of facial recognition technologies over the past year, where it has been used to catch jaywalkers and has been embedded in glasses and monitors. [read post]
2 Oct 2023, 5:55 am
The EPA is responsible for defining the term, and federal courts must weigh whether the EPA definition falls within the federal government’s regulatory purview as authorized by the CWA. [read post]
3 Aug 2023, 5:41 am
Whistleblower Reporting Finally, the Compliance Note includes a statement describing a whistleblower program implemented in 2021 by the Financial Crimes Enforcement Network (FinCEN), a Treasury enforcement body, for those looking to report violations of sanctions and export control laws. [read post]
15 Jun 2012, 5:50 pm
The industry could have acknowledged that the inquiry had stated a hard truth, and then set about improving the self-regulatory system. [read post]
3 Feb 2011, 6:53 pm
[The role of lobbying in the legislative and regulatory process in India has been the subject matter of great debate lately. [read post]
23 Mar 2024, 6:13 pm
If you have any questions, please reach out to the author or your Locke Lord partner. [read post]
22 Jan 2015, 11:58 pm
However, all of this illegal activity has been conducted openly and with the tacit acquiescence of the PRC regulatory authorities. [read post]
7 Sep 2022, 8:23 am
The Financial Industry Regulatory Authority (FINRA) last October launched a thorough examination of the activities of brokerage firms in relation to special purpose acquisition companies (SPACs) because of the risks of these investments and the potential for financial losses for retail investors. [read post]
