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16 Jul 2013, 4:20 am
If you are the CCO on top of being a supervisor, you can expect even more attention in an enforcement proceeding. [read post]
20 Nov 2019, 8:04 am
While open banking has the potential to transform the banking industry, the Basel Committee has identified several challenges for banks and supervisors to consider. [read post]
14 Apr 2010, 12:18 am
Bush said to the Raytheon supervisors that the engineers needed to “look at [their] funding statement; if there’s no obsolete parts, there may be a problem. [read post]
22 Mar 2011, 10:57 am
County board of supervisor green-lighted the measure unanimously and without discussion after listening to two yours of public comment. [read post]
19 Nov 2012, 10:04 am
Specifically, SMH allowed brokers at the branch office to transact options business, even though the principal supervisor of the branch office was not qualified as either a Registered Options Principal or a Limited Principal-General Securities Sales Supervisor. [read post]
11 Jun 2020, 7:17 pm
Horvath Towers V, LLC v Indiana Township Board of Supervisors, 2020 WL 3068737 (PA Cmwlth 6/10/2020) [read post]
16 Apr 2018, 2:21 pm
The 2016 guidance was immediately applicable and the CROE form part of the oversight of the guidance, setting out assessment criteria for supervisors to use. [read post]
27 Feb 2008, 4:06 pm
None of the five witnesses had worked in the same group as plaintiff or under the supervisors in her chain-of-command. [read post]
12 May 2010, 4:31 am
When, as here, employees complain of harassment by someone other than a supervisor, the Faragher defense does not apply. [read post]
24 Jan 2012, 1:37 pm
Meeham had been one of the known supervisors in Windham, New York and was re-elected as a town official nineteen times. [read post]
10 Jul 2017, 9:15 am
Among other things, in its response the ECB: supports the objective of fostering effective and consistent prudential supervision and regulation across Europe; supports further integration of the supervisory framework at the EU level, both for banking and for the capital markets; reiterates that a strong Capital Markets Union (CMU) will, in the long run, require the creation of a single capital markets supervisor; supports the Commission’s move towards more integrated supervision for… [read post]
26 Mar 2019, 3:30 am
Instead, the EEOC said, his supervisor gave him written warnings, which the employee was unable to read or understand. [read post]
17 May 2007, 3:00 pm
At least it’s not as bad as the gob-smacking revelation a client recently landed on one of my supervisors mid-hearing. [read post]
28 Feb 2008, 6:29 am
Mendelsohn's proposed witnesses had not worked for the same immediate supervisor as Mendelsohn and had not been dismissed from Sprint at the exact same time. [read post]
13 Aug 2009, 8:39 am
Firms should go ahead and review the requirements of Rule 1032(i) before its effective date, and plan for registering its investment banking representatives and supervisors during the opt-in period, as well as amending the firm's written supervisory procedures, if needed, relating to registration requirements both for investment banking representatives and supervisors, as well as training registration staff on the new requirements. [read post]
11 Aug 2010, 11:33 pm
A disciplinary hearing determination cannot be annulled by the court if the record supports the determinationMarden v Town of Bedford, 249 A.D.2d 547The Town of Bedford Supervisor asked the Town’s Chief of Police, David M. [read post]
28 Jan 2020, 9:58 am
Section 2(11) of the NLRA contains the statutory definition of supervisor. [read post]
16 Mar 2008, 7:29 pm
None of these witnesses had worked under the supervisors in Mendelsohn’s chain of command, nor did they report hearing discriminatory remarks by such supervisors. [read post]
4 Jun 2015, 12:52 pm
Discriminatory Conduct Businesses are prohibited from discriminating against workers with disabilities when making employment decisions, such as: Recruitment and hiring Termination Wages Benefits, including health and retirement Training opportunities Work conditions Shifts, projects or assignments In addition, businesses are responsible for harassment of individuals with disabilities and must respond to grievances and take action to stop harassment and discrimination by coworkers,… [read post]
24 Dec 2008, 5:13 am
12-24-2008 Vermont: BENNINGTON â€â [read post]
