Search for: "20/20 Investments" Results 8741 - 8760 of 19,162
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27 Apr 2016, 4:54 am by John Jascob
The excessive trading was inconsistent with the funds’ stated investment strategy, the court noted.In addition, the court found that the defendants traded significantly in a thinly traded stock, “marking the close” more than 20 times over the course of three years to artificially inflate the price of the stock. [read post]
13 Oct 2016, 10:06 am
Never too late 114 [week ending on Sunday 18 September] | Commissioner unveils new copyright package | Open letter from Wikimedia et al on copyright package| Globalisation, Globalisation, Globalisation| Philip Morris loses investment arbitration | EPIP highlights | 20 million thanks | Tea & trade secret theft | Patent quality conference | free wifi networks & copyright infringement | Chiefs in Intellectual Property summit | Innovation and its discontents | GS Media rapid… [read post]
20 Aug 2024, 10:41 am
  Former President Trump wants to impose tariffs, up to 20%, on foreign goods deemed below cost, so-called predatory pricing and dumping. [read post]
20 Aug 2024, 10:41 am
  Former President Trump wants to impose tariffs, up to 20%, on foreign goods deemed below cost, so-called predatory pricing and dumping. [read post]
23 Aug 2024, 12:36 pm by Unknown
This rate could be as high as 20% or as low as 0%, depending on your income level. [read post]
19 Mar 2010, 7:00 am by Lucas A. Ferrara, Esq.
One of my very good clients, who has been investing in commercial real estate for over 20 years, told me that his biggest regret is that he did not buy more aggressively. [read post]
20 Oct 2011, 1:31 am by Dave Lorenzo
  The number of kids graduating from law school is up by 20%. [read post]
22 Jun 2023, 9:01 pm by renholding
[3] See Securities and Exchange Commission Staff, “Staff Bulletin: Standards of Conduct for Broker-Dealers and Investment Advisers Care Obligations” (April 20, 2023), available at https://www.sec.gov/tm/standards-conduct-broker-dealers-and-investment-advisers. [read post]
8 Jun 2015, 8:42 am by Adam Weinstein
On February 20, 2015, after FINRA learned that Veale was working for LAF, Veale terminated his registration with Legend. [read post]
27 Aug 2007, 9:33 am
  (See Charles Duhigg, Senate Panel Investigates How Insurers Sell to Elderly, July 20, 2007).HOW DOES THE SOURCE CREDIBILITY SCAM WORK? [read post]
9 Sep 2021, 3:55 am by Kevin Kaufman
Prospective long-horizon costs for the EU are estimated at between ten and 20 times these costs. [read post]
13 Oct 2009, 4:07 am
Already 20 years ago, it was obvious that upfront investment and planning in assessing discovery materials was a good decision. [read post]
30 Sep 2008, 10:14 pm by Peter Kaufman
I’ve spoken to personal money managers whose sole duty is to make at least 20% on client money in good times and bad. [read post]
30 Sep 2008, 10:14 pm by Peter Kaufman
I’ve spoken to personal money managers whose sole duty is to make at least 20% on client money in good times and bad. [read post]
29 Sep 2023, 6:52 am by Simon Lovegrove (UK)
The FCA published guidance in Finalised Guidance 20/1 Our framework: assessing adequate financial resources on how firms should assess their financial resources, which includes looking proportionately at the risks to which a firm is exposed. [read post]
27 Jul 2021, 9:38 am by The White Law Group
Broker dealers are required to inform clients of the risks associated with investment recommendations and to ensure that those recommendations are suitable for the investor in light of the investor’s age, risk tolerance, net worth, and investment experience. [read post]
19 Oct 2011, 9:47 am by McNabb Associates, P.C.
LTDA., Cali, Colombia; Cedula No. 31932294 (Colombia) (individual) [SDNT] SAIEH JASSIR, Abdala, c/o ALM INVESTMENT FLORIDA, INC., Miami, FL; c/o CONFECCIONES LORD S.A., Barranquilla, Atlantico, Colombia; c/o CONSTRUCTORA ALTAVISTA INTERNACIONAL S.A., Barranquilla, Colombia; c/o ELIZABETH OVERSEAS INC., Panama City, Panama; c/o GRANADA ASSOCIATES, INC., Miami, FL; c/o JAMCE INVESTMENTS LTD, Grand Cayman, Cayman Islands; c/o KAREN OVERSEAS FLORIDA, INC., Miami, FL; c/o KAREN… [read post]
10 Sep 2010, 7:05 am by Theo Francis
If the payment on your notes is accelerated, your investment may result in a loss and you may not be able to reinvest your money in a comparable investment. [read post]