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28 Jun 2011, 5:45 am
If that does occur, could US corporations ethically tap such systems for their US operations? [read post]
31 Aug 2007, 10:24 am
That is why Martindale, when compared to other marketing initiatives, is still one of the best investments in your firm’s future that you could make,” he said. [read post]
13 Oct 2021, 10:34 am
For example, post-CTB as compared to pre-CTB, US companies have far more foreign affiliates in far more countries - and especially in tax havens - along with longer corporate chains, more chains with 4+ tiers, and greater sales dispersion under the Herfindahl index.While all this is consistent with concluding that CTB had the expected effects, the authors recognize that it does not necessarily establish causation. [read post]
25 Jun 2012, 9:02 am
The stated purpose of the Instrument is to discourage the manufacture and sale in the adopting jurisdictions of OTC quoted shell companies that can be used to facilitate abusive market practices. [read post]
7 Nov 2022, 3:02 am
Rather than tracking an index, SAE investment strategies use a forecasting model and an optimization process to select stocks. [read post]
11 Oct 2018, 10:00 am
The Revenue Act of 1978 created the 401(k) and defined benefit plans went away as corporations passed the burden of saving and investing for retirement to employees. [read post]
12 Mar 2021, 11:53 am
If you have information about fraud in SPACs, please contact us. [read post]
6 Jun 2017, 2:40 pm
Certain commonly used measures and ratios used to determine churning help evaluate a churning claim. [read post]
14 Mar 2016, 8:27 am
Certain commonly used measures and ratios used to determine churning help evaluate a churning claim. [read post]
4 Apr 2016, 10:30 am
Certain commonly used measures and ratios used to determine churning help evaluate a churning claim. [read post]
8 Nov 2023, 8:12 am
Understand their financial crime risks by identifying who their clients are, including their expected transaction patterns and corporate structure. [read post]
20 Nov 2013, 5:00 am
I did notice that the SEC recently issued a no action letter allowing a BDC, Main Street Corporation, to own an investment adviser. [read post]
20 Nov 2013, 5:00 am
I did notice that the SEC recently issued a no action letter allowing a BDC, Main Street Corporation, to own an investment adviser. [read post]
31 Jul 2007, 8:33 pm
(The fund managers get to exchange services for an investment in their own fund using pre-tax dollars -- and pay no tax on the back end, either.) [read post]
5 Oct 2022, 11:40 am
Surge primarily invests in companies where the seller will remain in an ongoing capacity. [read post]
4 May 2020, 6:39 am
From November 2012 until May 2014 Davenport was associated with FSC Securities Corporation. [read post]
29 Jun 2010, 5:00 am
The Act defines retail customers as natural persons who receive personalized investment advice about securities from a broker or investment adviser and uses them advice primarily for personal, family or household purposes. [read post]
27 Apr 2011, 8:28 am
For example, an adviser would be allowed to treat a legal organization (e.g., a corporation or limited partnership) as a single client if the advice was based on the investment objectives of the legal organization and not its individual beneficial owners. [read post]
26 Sep 2022, 7:39 am
You can use your creativity and intelligence. [read post]
18 Oct 2017, 11:38 am
On July 21, 2017, Delaware—the state of incorporation of almost two-thirds of all U.S. publicly traded companies—passed an amendment to its General Corporation Law authorizing Delaware corporations to use Blockchain to create and maintain corporate records, including the corporation’s stock ledger. [read post]
