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19 Jul 2016, 5:30 am by Troy Ungerman
In-bound interest and investments from Chinese firms continued to be strong. [read post]
9 Feb 2016, 8:36 pm by Kyle Krull
Only some 20% strongly agreed that their children will be prepared to handle the wealth they will receive. [read post]
16 Mar 2024, 6:30 am
The SEC adopted most of the rules proposed in 2022 with some modification, but decided not to adopt its proposed rules regarding underwriter liability or a safe harbor from the definition of “investment company” under Section 3(a)(1)(A) of the Investment Company Act of 1940, as amended (1940 Act), opting instead to issue informal guidance on these topics in the text of the adopting release. [read post]
14 May 2010, 1:25 pm by Business Law Post
All together, the three tax credit systems, coupled with funding options available to start-up tech companies in New York City (ex: New York City Investment Fund and the East River Science Park Lab Space Loan Fund), may provide just enough incentives to create a booming biotech industry. [read post]
11 Apr 2014, 7:53 am by Gene Takagi
Julia Sze of @sonencapital talks about World Bank Green Bonds | can have premium return & favorable SRI/ESG factors Economic factors aren’t necessarily determinative – need cultural competency & community engagement in impact investing Philanthropy must focus on solution over innovation – Aradhana Roy Only 20% of companies are writing sustainability reports in U.S. vs. 33% in developing countries – Marek Wosinski The post Nonprofit Tweets of the… [read post]
23 Jun 2009, 6:48 pm
The firm is willing to invest absolutely zero, and has no interest in the future, either. [read post]
15 Apr 2007, 11:51 pm
His clients include the top Investment Banks, Private Equity, Hedge Funds and Corporations in this region. [read post]
20 Aug 2007, 3:28 pm
  Hedge funds that make long-term investments might also be affected. [read post]
2 Sep 2011, 2:00 am by Kara OBrien
 However in the case of Gerald and Patricia Green, who were convicted of FCPA violations that could have landed them in prison for 20+ years, the government has done just that in the face of the 6 month sentences handed down. [read post]
16 Jul 2011, 8:52 pm
In addition to the $3.5 million, the FINRA panel also told Wedbush it has to give Kelleher the vested option to purchase 3,750 Wedbush shares at $20/share and another $375 shares at $26/share. [read post]
15 Jun 2009, 6:50 am
"As an investment advisor for over 20 years, shareholder rights issues have always been very important to me," Peters said in a press release. [read post]
26 Jan 2012, 5:00 am by J. Benjamin Stevens
Today, the average age of first marriage is almost 27 for women and 29 for men, up from 20 and 22 in 1960. [read post]
18 Sep 2007, 1:33 pm
  In essence, one could get up to 20 years behind bars for the destruction or concealment of information relative to pending or “contemplated” federal proceedings. [read post]
5 Jan 2013, 3:37 pm by Georgialee Lang
The investors are promised 20% returns within less than three months. [read post]
12 Aug 2010, 7:37 am by McNabb Ferrari, P.C.
Why didn't the investors report this sooner if they in fact were concerned with being defrauded of their investments? [read post]
1 Mar 2019, 2:56 pm by Jacklyn Fetbroyt
  In connection with the settlement, Tesla and Musk were each required to pay $20 million to the SEC. [read post]
11 Jun 2009, 12:16 am
The truth is that some would not have the physical and cognitive ability to do skilled blue-collar work, and that others could do it only if they invested 20 years of their life in learning a trade. [read post]
9 Nov 2011, 2:37 pm
’s Enforcement, NY Times, November 9, 2011 Judge Dredd may scotch $285M Citi settlement: Attorney, Investment News, November 8, 2011 More Blog Posts: Citigroup to Pay $285M to Settle SEC Lawsuit Alleging Securities Fraud in $1B Derivatives Deal, Institutional Investor Securities Blog, October 20, 2011 FDIC Objects to Bank of America’s Proposed $8.5B Settlement Over Mortgage-Backed Securities, Stockbroker Fraud Blog, August 30, 2011 Bank of America and Countrywide… [read post]