Search for: "Dodd v. State" Results 881 - 900 of 1,146
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23 Jul 2015, 6:28 pm by Kevin LaCroix
”[6] The SEC’s stated rationale for its decision to bring more of its cases as administrative proceedings is that it is simply making use of its new authority under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) to pursue monetary damages against non-regulated entities through administrative proceedings, rather than in federal court. [read post]
17 Mar 2016, 4:51 pm by Kevin LaCroix
Further, state law could allow a corporation to indemnify a director or officer. [read post]
6 Jan 2014, 11:20 pm by Kevin LaCroix
Supreme Court’s 1988 decision in Basic, Inc. v. [read post]
16 Jun 2016, 9:30 pm by Justin Daniel
Writing for the Brookings Institution, Lisa V. [read post]
2 Mar 2017, 9:30 pm by Justin Daniel
The Heritage Foundation released Prosperity Unleashed: Smarter Financial Regulation, a framework for replacing the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
29 Sep 2013, 5:07 pm by INFORRM
A woman v Hemel Hempstead Gazette, 10.9.13. [read post]
The presentation canvassed a series of issues in the debate regarding appropriate responses, including: state v. federal responses; private ordering v. [read post]
4 Feb 2011, 9:00 am by Doug Cornelius
10:00 – 10:30 Keynote Speaker Carlo V. di Florio, Director, United States Securities and Exchange Commission, Office of Compliance Inspections and Examinations 10:30 – 10:50 Networking break 10:50 – 12:00 Panel: The new form ADV 2 part 2 - Most important required elements for the brochure - Addressing the  most challenges aspects i.e. confidential information and fees - Handling updates and brochure supplements - Effective delivery 12:00 – 1:00 Panel:… [read post]
4 Apr 2017, 2:54 am by Broc Romanek
District Court entered final judgment in National Association of Manufacturers v. [read post]
23 Mar 2018, 9:47 am by Daniel Nathan
Fifth Circuit’s Decision The Fifth Circuit’s decision striking down the DOL’s Fiduciary Rule in Chamber of Commerce v. [read post]