Search for: "Financial Industry Regulatory Authority"
Results 8981 - 9000
of 11,239
Sorted by Relevance
|
Sort by Date
17 Dec 2013, 7:15 am
In his prepared remarks on the lawsuit, Director Cordray called the filing “a significant step in the Consumer Bureau’s efforts to address regulatory evasion schemes that are increasingly becoming a feature of the online small-dollar and payday lending industries. [read post]
11 Sep 2008, 3:33 pm
Four board members will be selected by the National Association of Insurance Commissioners, while the remaining five will be selected by various insurance industry trade groups. [read post]
30 Sep 2021, 4:50 pm
Stamer’s work throughout her 30 plus year career has focused heavily on working with health care and managed care, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other legal and… [read post]
5 Aug 2024, 10:43 am
The study also predicted that AI could increase labor productivity by up to 40% in some industries. [read post]
11 Nov 2014, 12:24 pm
Therefore, the Privacy Rule permits covered entities to disclose needed protected health information without individual authorization: To Or At The Direction Of A Public Health Authority. [read post]
15 Apr 2012, 6:12 pm
He is in fact retired from the investment advisory industry, and is not in a position to commit future violations of the securities laws. [read post]
9 Aug 2019, 7:41 am
We think the FTC is still the right agency to lead the US privacy regulatory effort. [read post]
2 Feb 2017, 6:04 pm
., badge access was required, and a security camera was present at one of the entrances), it also provided access to the area to staff who were not authorized to access ePHI. [read post]
2 Feb 2013, 7:24 pm
The Convention of the OECD provides useful snapshot of its purposes and the scope of its authority. [read post]
17 Sep 2020, 9:05 pm
AstraZeneca has remained tight lipped about the participant’s illness while emphasizing its commitment to industry and regulatory safety standards. [read post]
31 Dec 2012, 6:12 am
The warrant authorized the installation of the device in the District of Columbia within ten days. [read post]
6 Sep 2018, 5:12 pm
I welcome guest post submissions from responsible authors on topics of interest to readers. [read post]
18 Nov 2018, 8:30 pm
In its Atrium complaint, the Justice Department asserts that Atrium’s steering restrictions harm payers and consumers in violation of federal antitrust laws by obstructing the ability of insurers to design health benefit plans that give patients financial incentives to choose more cost-effective hospitals and physicians. [read post]
29 Dec 2009, 8:53 pm
Fleming practices in the area of banking, financial services, regulatory and administrative law, governmental relations, commercial litigation and arbitration. [read post]
20 Oct 2010, 6:00 am
Utah, August 9, 2010), granted a motion to confirm a Financial Industry Regulatory Authority (FINRA) award and stated the panel did not exhibit “manifest disregard” of the law by concluding that Plaintiffs had a duty to disclose information. [read post]
12 Sep 2022, 2:38 am
Changes to North Sea Change of Control Regime Notably for the oil and gas industry, the secretary of state will, under the Bill, be able to charge for certain regulatory functions of Ofgem. [read post]
16 Jun 2022, 10:36 am
It is expected that longer-term discussions with industry are needed, given these discussions will be especially complicated and technical. [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
11 Dec 2009, 12:19 pm
It looks it is a mashup of other bills that were being tossed around in the House to regulate the financial industry. [read post]
27 Feb 2019, 10:25 am
The Two Swords-One Thrust Strategy combines the power of state officials to exercise discretion in managing anti-corruption laws and the authority of financial institutions to control the access of enterprises to their investment universe or to exercise their shareholder authority to influence corporate behavior. [read post]
