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12 Nov 2023, 6:53 am by David Oxenford and Keenan Adamchak
Here are some of the regulatory developments of significance to broadcasters from the past week, with links to where you can go to find more information as to how these actions may affect your operations. [read post]
14 Oct 2011, 12:51 pm
Public disclosure records kept by FINRA show that Raymond James has been involved in 43 other regulatory actions. [read post]
2 Mar 2011, 7:36 am by William Carleton
The following was in the Boston Review this week: There’s an important critique inside that comment, a concern that should be part of the dialogue on net neutrality. [read post]
3 Feb 2008, 11:46 pm
Enhanced Discovery and Export Capabilities, Simplified Search Results and More Export Options Simplify Legal Review and Analysis LegalTech New York 2008 Booth #3400 BELLEVUE, Wash. [read post]
17 May 2010, 4:21 pm by William Carleton
    (b) Review and Adjustment.--     (1) INITIAL REVIEW AND ADJUSTMENT.--     (A) INITIAL REVIEW. [read post]
9 Aug 2023, 9:01 pm by renholding
On July 27, 2023, US federal banking regulators issued proposals to (i) significantly revise the risk-based regulatory capital requirements for certain midsize and larger US banking organizations (the “Capital Proposal”), and (ii) change the method for calculating the capital surcharge for globally systemically important banking organizations (“G-SIBs”) (the “G-SIB Surcharge Proposal”).1 These proposals are of critical importance because the amount of… [read post]
8 Aug 2023, 11:25 am by GraceLegere
It’s also a great way to review employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
19 Dec 2017, 7:51 am by Cori Goldberg (US)
Scott Gottlieb, posted Looking ahead: Some of FDA’s major policy goals for 2018 on FDA’s blog, FDA Voice, and discussed FDA’s policy agenda published on the Unified Agenda of Federal Regulatory and Deregulatory Actions (“Unified Agenda”), which provides the public with insight into regulations under development or review throughout the federal government. [read post]
27 Apr 2017, 7:15 am by Simon Lovegrove and Peter Snowdon
This includes: (i) the Basel III reforms; (ii) the Basel Committee’s review of the regulatory treatment of sovereign exposures; (iii) the regulatory treatment of expected loss provisioning; (iv) the identification and measurement of “step-in” provided by banks to non-bank entities; and (v) targeted adjustments and simplifications to the revised market risk and securitisation frameworks. [read post]
27 May 2024, 4:27 pm by Hyman Phelps McNamara
On the postmarket side, she advises clients on regulatory compliance matters, including complaint handling, MDRs, field actions, promotional review, and QSR compliance. [read post]
20 Jul 2017, 8:28 pm by Sabrina I. Pacifici
Fulfilling longstanding principles to review and assess existing regulations, the Agenda includes the withdrawal and reconsideration of numerous regulatory actions. [read post]
By publishing CP23/10, the FCA hopes to encourage an ‘open discussion’ about the change to risk appetite that a listing regime based on disclosure and engagement, rather than regulatory rules, would require. [read post]
23 Mar 2016, 7:15 pm by Seyfarth Shaw LLP
Prohibit changes to the duties tests where proposed regulatory text was not made available for public review and comment. [read post]
25 Jun 2024, 10:34 am by Daniel Deacon
If an agency faces a meaningful threat of judicial review in litigation brought by a petitioner, a petition can prompt it to articulate and explain its statutory interpretations and regulatory policies publicly, rather than simply implementing and illustrating policy as it makes case-by-case decisions. [read post]
28 Sep 2022, 11:21 am by Christopher J. Walker
The successful passage of such joint resolution would amend the agency’s governing statute to expressly authorize the regulatory power the agency had claimed in the invalidated rule. [read post]
29 Dec 2011, 4:37 pm by Colin O'Keefe
Before we jump into things, a couple LXBN posts worth checking out: first, we have an episode of LXBN TV with Keith Hall breaking down the EPA's report linking fracking to groundwater contamination; and second, a roundup of some of the best "year in review" posts. [read post]
30 Jul 2008, 1:53 am
To ensure that the status review of the Tucson shovelnosed snake is comprehensive, we are soliciting scientific and commercial information regarding this subspecies. [read post]
7 May 2009, 10:53 am
(Vince) Managers are providing verified transparency "quarterly reviews" which aim to show investors that the fund's assets are actually there. [read post]
23 Aug 2010, 1:22 pm by Steven M. Taber
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]