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7 Feb 2019, 3:03 pm
Along with acting to ensure their own organization’s ability to defend their HIPAA compliance, Covered Entities and their leaders also should take advantage of the opportunity to provide input to OCR on opportunities for simplifying and improving OCR’s HIPAA regulations and enforcement by submitting relevant comments by February 12, 2019 to a Request for Information published by OCR in December that invites suggestions for simplifying or making other improvements to OCR’s… [read post]
8 Apr 2021, 9:53 am
The firm is a Financial Industry Regulatory Authority (FINRA) member firm. [read post]
8 Apr 2021, 9:53 am
The firm is a Financial Industry Regulatory Authority (FINRA) member firm. [read post]
22 Feb 2023, 6:54 am
The Financial Industry Regulatory Authority (FINRA), the self-regulator that oversees brokers and brokerage firms, has also recently raised concerns in a report on exam priorities, that mobile apps can benefit investors, but they also raise “novel questions and potential concerns. [read post]
28 Oct 2010, 1:12 pm
Senator Tim Johnson of South Dakota, a banking industry ally, likely will become chair if the Democrats retain the Senate. [read post]
18 Jan 2017, 7:41 am
“He is a complete hack for the industry on pretty much every issue,” Paul Bland, the executive director of Public Justice, told MONEY on Friday. [read post]
8 Mar 2017, 4:01 pm
Comptroller Curry said that the OCC definitely has authority to grant special purpose charters without new legislation. [read post]
Main Street, gadflies, and corporate democracy: a first look at comments on the SEC’s proxy proposal
5 Feb 2020, 6:45 am
Comments from securities industry groups are noticeably absent, at least in name, from the proposal on shareholder proposals, while some industry groups did weigh in on the proxy advisers proposal.The proxy proposals in brief. [read post]
1 Oct 2015, 11:51 am
” Those requirements are fleshed out in a mishmash of (among other things) established privacy principles, U.S. government-posted answers to “frequently asked questions,” correspondence between U.S. and European officials, and European regulatory decisions—all of which and more are collected here. [read post]
3 Jan 2024, 7:59 am
” Those authors and contributors who have a background in energy issues are a ‘who’s who’ of oil and gas industry apologists. [read post]
5 Nov 2018, 3:56 pm
OFAC clarified that payments may not involve U.S. persons, the U.S. financial system or other activity in the United States unless the transaction is otherwise exempt or authorized by OFAC. [read post]
13 Nov 2020, 1:05 am
I fear that in the current financial climate many property owners simply would not survive the consequences of underinsurance. [read post]
16 May 2024, 9:01 pm
We know from history that financial fires can spread from regulatory gaps, including when regulations don’t treat like activities alike. [read post]
21 Apr 2016, 12:05 pm
These limitations are certainly of cold comfort to covered entities (and recall that entire industries are covered). [read post]
13 Jun 2022, 7:26 am
” The ABA acknowledged that CRA compliance issues are appropriate considerations in bank merger applications, but that the prudential regulatory agencies are already assigned authority under the Bank Merger Act to evaluate such issues. [read post]
6 Dec 2010, 6:41 am
…Bauer and Hann conclude by citing a Superfund-sized regulatory driver of environmental risk: climate change legislation. [read post]
25 Apr 2023, 8:09 am
A prolific author and popular speaker, Ms. [read post]
12 Apr 2023, 3:01 pm
She also has decades of regulatory and other government affairs experience with these concerns including defending these and other businesses before the IRS, EBSA, WHD, EEOC, OCR, HHS, state labor, insurance, and other authorities, and evaluating and responding to federal, state and local statutory, regulatory and enforcement actions by federal and state legislators and regulators. [read post]
6 Apr 2010, 6:59 am
In either case, the level of complexity increases (along with potential timing issues) to the extent that an IPO or M&A process involves multiple parties or multiple jurisdictions, including the existence of several regulatory authorities, different financial standards and overlapping legal regimes. [read post]
10 Jan 2018, 7:02 am
Blair said the primary threat now is that China seeks to penetrate U.S. sources, such as the defense industry. [read post]
