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2 Apr 2018, 5:00 am
Cboe’s letter was in response to a letter dated January 18, 2018 from Dahlia Blass, the director of the SEC’s Division of Investment Management, to the Investment Company Institute and the Securities Industry and Financial Markets Association. [read post]
12 May 2020, 11:59 am
FDA Coordinated FDA Approach on Digital – the FDA Commissioner would be required to work with CDER, CBER and CDRH to establish “collaborative regulatory alignment where advisable” to the goal of having common regulatory standards across agencies on the integration of digital technologies for improved health care. [read post]
7 Apr 2010, 3:44 pm
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
25 Oct 2018, 9:30 pm
” Japan’s Financial Services Agency granted self-regulatory status to the cryptocurrency industry, certifying the Japan Virtual Currency Exchange Association (JVCEA) as the industry’s self-regulatory body. [read post]
22 Feb 2010, 8:04 am
/Western Products in countries like Oman, to give but an example, which require imports to predominantly supply its essential products to their economy [7]; a regional shift towards privatization of state-owned industries; the economic expansion from the predominant industry of oil into technology information and services; and the integration efforts between the countries through free trade agreements and foreign direct investment laws. [8] Similarly, in 2009, the World Bank… [read post]
31 Aug 2017, 4:00 pm
In line with the Directive, the identification process for OESs is not being carried out for the banking and financial market infrastructure sectors that are within the scope of the Directive. [read post]
18 Aug 2015, 7:52 pm
In furtherance of these priorities, the EEOC and other federal agencies both have expanded regulatory protections for persons with disabilities and significantly stepped up investigation and enforcement of disability discrimination claims against businesses accused or suspected of discriminating against disabled or other persons protected under federal discrimination laws. [read post]
6 Dec 2019, 10:52 am
Should the Hong Kong protests persist, many fear that they might also jeopardize the city’s role as a global business and financial center. [read post]
10 May 2017, 3:14 pm
Healthcare providers, health plans, healthcare clearinghouses and their business associates (Covered Entities) can’t disclose the name or other protected health care information about a patient in press releases or other announcements without prior authorization from the patient. [read post]
17 Oct 2009, 7:15 am
But these contracts, and all similar hedging contracts entered into by regular consumers and sophisticated financial entities, are not regulated as insurance contracts. [read post]
24 Apr 2023, 3:19 am
For example, in October 2022, the Bank of England and Financial Conduct Authority (“FCA”) jointly released a Discussion Paper on Artificial Intelligence and Machine Learning considering how AI in financial services should be regulated and, in March 2023, the ICO updated its Guidance on AI and Data Protection. [read post]
6 Mar 2024, 9:01 pm
’”[5] Today’s rulemaking is an extraordinary exercise of regulatory authority by the Commission that involves an economically and politically significant policy decision. [read post]
30 Apr 2015, 8:59 am
EPA Region 5 issued to FutureGen Industrial Alliance, Inc. [read post]
24 Jan 2019, 2:36 pm
Along these lines, the SEC oversees a mammoth portfolio of regulatory responsibilities. [read post]
11 Mar 2021, 6:10 am
Ant Walks a Tightrope The head of the China Banking and Insurance Regulatory Commission (CBIRC), Guo Shuqing, said on March 1 that he expects all financial technology firms in China to comply with new financial reporting and capital requirements within two years. [read post]
15 Apr 2020, 6:50 am
government regulatory agency created in 1974 to regulate futures trading. [read post]
2 Nov 2017, 9:30 pm
President Donald Trump signed into law a Congressional Review Act resolution disapproving of a Consumer Financial Protection Bureau (CFPB) rule that banned mandatory arbitration clauses in financial contracts. [read post]
15 Sep 2024, 9:03 pm
FSA and FSS said it is likely that avoiding registration is financially motivated, plus the benefit of avoiding regulatory oversight. [read post]
22 Oct 2019, 7:41 am
In addition, the Consumer Financial Protection Bureau, state Attorneys General, and state regulatory agencies, have scrutinized lead generation advertising. [read post]
22 Oct 2019, 7:41 am
In addition, the Consumer Financial Protection Bureau, state Attorneys General, and state regulatory agencies, have scrutinized lead generation advertising. [read post]
