Search for: "DODD v. STATE"
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8 Mar 2017, 4:01 pm
He added that national banks are subject to state law to a much greater extent under Dodd-Frank than previously was the case, so concerns about excessive preemption are misplaced. [read post]
8 Mar 2011, 1:59 pm
The lack of this exception in the proposed rule constitutes a material adverse business risk to state-registered fund advisers, a serious competitive detriment to our investors, and sets an unlevel playing field that threatens to limit the development and availability of private, state-registered fund management in states that adopt this rule. [read post]
30 Jul 2014, 12:31 am
In Perez v. [read post]
3 Aug 2018, 6:10 am
Regulation Best Interest v. [read post]
3 Mar 2020, 11:07 am
Francisco acknowledged that the Supreme Court’s 1935 decision in Humphrey’s Executor v. [read post]
29 Jan 2012, 4:07 pm
Half-day seminar on legal knowledge in a digital age, with speakers including Geoffrey Robertson QC, Hugh Tomlinson QC, Heather Brooke, Mike Dodd and Adam Wagner. [read post]
15 Nov 2017, 10:44 am
Dodd-Frank Act, despite coming under frequent criticism for its lack of action by the United Nations. [read post]
15 Nov 2017, 10:44 am
Dodd-Frank Act, despite coming under frequent criticism for its lack of action by the United Nations. [read post]
20 May 2021, 10:09 am
(For example, I argued beforehand that the court would be wrong to rule as it did in Shelby County v. [read post]
21 Dec 2022, 6:03 am
Title V of Division AA of the FY23 appropriations bill would provide for a registration exemption for small business mergers and acquisitions brokers by amending Exchange Act Section 15(b) to add a new subsection (13). [read post]
4 Dec 2013, 9:07 am
Dodd-Frank Protocols. [read post]
26 Feb 2012, 11:48 pm
The group’s e-petition calls on the Ministry of Justice to “leave FoI alone”, stating, “the Freedom of Information Act 2000 (FOI) has exposed the scandal of MPs’ expenses, and many examples of waste and improper behaviour by public authorities, politicians and public officials. [read post]
10 Jul 2020, 7:39 am
Supreme Court’s decision last week in Seila Law which held that the Dodd-Frank provision that only allows the President to remove the CFPB Director “for cause” violates the separation of powers in the U.S. [read post]
28 Mar 2012, 5:39 am
Title V- Private Company Growth and Flexibility Act, or as I call it the let’s not make Facebook go public section. [read post]
6 Oct 2016, 9:30 pm
Department of Justice (DOJ) asking the Court to rehear U.S. v. [read post]
21 Jul 2017, 6:04 am
Pastuszenski, Goodwin Procter LLP, on Tuesday, July 18, 2017 Tags: California, Class actions, Jurisdiction, New York, PSLRA, Securities Act, Securities litigation, Shareholder suits, SLUSA, State law, Supreme Court CalPERS v. [read post]
18 Feb 2012, 5:15 am
The case is Lawson v. [read post]
30 Oct 2013, 8:00 am
Trainmen v. [read post]
12 Sep 2011, 9:29 pm
Dodd-Frank is chock full o’ provisions that aim to do just this. [read post]
7 Jan 2011, 1:27 am
I am sure that the possible effect of the Morrison v. [read post]
