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3 Jun 2010, 4:00 am by Broc Romanek
- SEC Not Swayed by Companies' Post-Apache Arguments - Study: Electing Directors - More on "Surfing Champion Surfaces in a Proxy Filing" - A New Site for Shareholders: Lemonjuice.biz - Broc Romanek [read post]
4 Jan 2017, 3:49 am by Broc Romanek
As noted on its Facebook page, the latest is that the group has filed an amicus curie brief in the push to have the US Supreme Court review the Salman case (this memo summarizes the recent oral arguments in that case)… – Broc Romanek [read post]
17 Jun 2016, 3:39 am by Broc Romanek
Also see this piece noting that nearly 1200 companies filed a Form SD by the June 1st deadline… – Broc Romanek [read post]
20 Feb 2009, 4:05 am
A new Director of Corporation Finance...please cast your vote for who'd you like to see in that position (here is a video for those not familiar with the "Man from Glad"): Online Surveys & Market Research - Broc Romanek [read post]
14 Apr 2017, 3:02 am by Broc Romanek
Conflict Minerals: NGOs Say “Ignore Corp Fin Guidance” As noted in this Cooley blog, a number of non-governmental organizations have issued statements emphatically rejecting Corp Fin’s recently updated statement about the effect of the Court of Appeals Decision on the conflict minerals rule – and they’re asking companies to disregard the Corp Fin guidance… – Broc Romanek [read post]
8 Apr 2011, 4:24 am by Broc Romanek
Take a moment to predict how many Corp Fin Staffers that phrase means: Online Surveys & Market Research - Broc Romanek [read post]
18 Nov 2010, 4:33 am by Broc Romanek
- 18% also said they think that Dodd-Frank blurs the line between governance and management with regard to the role and responsibilities of board members - As a result of financial reform, 44% said their firms' would increase spending on compliance - 58% of those polled believe that the tone at the top of the organization and the corporate culture set by the CEO will have the greatest impact on promoting the safety and soundness of the financial system - Regarding new "say on… [read post]
17 Apr 2017, 3:00 am by Broc Romanek
This counters the letter that 6 Senate Republicans sent down to the SEC a few months ago… – Broc Romanek [read post]