Search for: "Matter of Allen"
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20 Jul 2018, 3:27 am
As he tried to cover his face, officer Michael Allen hit him in the right knee with the baton, breaking his kneecap. [read post]
28 Jun 2010, 8:57 am
In proxy access and disclosure matters, the SEC has used the same standard (less than $75 million in market float) to classify small issuers.Institutional investment managers who are subject to Section 13(f) reporting requirements will be required to disclose their votes on management advisory votes and golden parachute arrangements. [read post]
13 Apr 2011, 3:16 pm
The staff likely will revisit this matter this summer during its annual postseason review of no-action rulings.Amy Borrus, deputy director of the Council of Institutional Investors, said she hopes that the SEC will address this issue soon. [read post]
4 Oct 2010, 1:13 pm
“The Commission finds that, under all of the circumstances of this matter, a stay of Rule 14a-11 and related rule amendments is consistent with what justice requires. [read post]
7 Jul 2008, 6:14 pm
The court will hear arguments on the matter on July 9 in Dover. [read post]
3 Apr 2009, 8:55 am
If the underlying beneficial owners fail to provide voting instructions within 10 days of a company meeting, then their brokers are permitted by NYSE Rule 452 to vote their shares on "routine matters," including uncontested elections; these votes are overwhelmingly cast for management nominees. [read post]
19 Jan 2010, 10:24 am
“It’s fairly unusual for a company to sue its own investors, and it’s even more unusual to sue an investor before an SEC staff ruling,” noted Cornish Hitchcock, a Washington-based attorney who represents labor funds in no-action matters. [read post]
28 Oct 2010, 1:12 pm
Scott Garrett of New Jersey, who has sought to reduce SEC funding and sponsored an amendment to exempt small issuers from the auditor attestation requirement of Section 404(b) of Sarbanes-Oxley Act.The Senate Banking Committee, which oversees the SEC and financial matters, also will have a new leader. [read post]
18 Jul 2008, 6:31 pm
AFSCME decision can be seen as a partial victory for investors because the Supreme Court ruled that an election-related bylaw is a proper matter for shareholder action. [read post]
21 Jun 2010, 11:57 am
“Given the SEC’s expertise and superior ability to adjust rules over time as circumstances warrant, Congress would do well to continue following this approach,” wrote Bebchuk, who has filed shareholder proposals on governance matters. [read post]
30 Jul 2009, 8:17 am
But ultimately it matters. [read post]
28 Jan 2018, 12:04 pm
Allen v. [read post]
4 Jul 2018, 2:22 am
The appellants’ application is an attempt to require the DPP to prosecute Sir Mark Allen. [read post]
25 May 2012, 10:52 am
Allen Stanford, who was found guilty in March of 13 counts of fraud after prosecutors accused him of running a $7 billion Ponzi scheme. [read post]
14 Aug 2007, 7:07 pm
In this sense, Stone looks like a compromise between those scholars and jurists who wanted to elevate good faith to being part of a triad of fiduciary duties and those who did not, with the former losing as a matter of form, and the latter losing as a matter of substance.As to the duty of oversight, Stone confirmed former Chancellor William Allen's dicta in Caremark Int'l Inc. [read post]
11 Aug 2023, 7:00 am
The Allen v. [read post]
9 May 2010, 3:44 pm
If the nominee is Elena Kagan, then Mike Allen of Politico will go down as the reporter with the best information on the Administration’s thinking, bar none. [read post]
12 Feb 2024, 8:57 am
The Company has cooperated with the SEC’s Regional Office in connection with the SEC Matter. [read post]
30 Mar 2012, 9:07 am
Dutton Trucking hauled loads for Allens as an outside vendor. [read post]
21 Nov 2011, 11:51 pm
In effect, he held that the 100% defense cost allocation applied only when there are both covered and non-covered matters, but not when there are both covered and non-covered parties. [read post]
