Search for: "State v. Investors Security Corporation"
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20 Jan 2025, 9:01 pm
Securities and Exchange Commission and Commodity Futures Trading Commission In the fall, the SEC and CFTC published their annual reports on their whistleblower programs, which were created by the Dodd-Frank Act in 2010.[19] The SEC and CFTC programs cover information about violations of the federal securities laws and Commodity Exchange Act, respectively. [read post]
8 Feb 2011, 1:06 pm
" SEC v. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
11 Mar 2025, 9:05 pm
Supreme Court expanded insider trading liability beyond the classical theory when it endorsed the SEC’s misappropriation theory in United States v. [read post]
2 Jun 2011, 7:42 am
Brief Summary of Rules Section 922 of Dodd-Frank added new Section 21F to the Securities Exchange Act of 1934 entitled, “Securities Whistleblower Incentives and Protection. [read post]
3 Nov 2014, 3:55 am
Supreme Court’s 2010 decision in Morrison v. [read post]
8 Sep 2016, 7:40 am
Even if that is not what the Ethics Council is suggesting, the facts here make a strong case for the application of the mitigation obligations under the corporate responsibility to respect--and the duty of an investor to determine the suitability of investment based on an assessment of the enterprise's willingness to shoulder that responsibility, something that the Ethics Council suggested most strongly that these companies failed to do. [read post]
11 Oct 2010, 7:32 am
In the article, I explain that: In United States v. [read post]
23 Aug 2011, 2:00 am
Advance Notice of Corporate Actions. [read post]
11 Jul 2023, 10:09 am
The case, Murray v. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
3 May 2020, 4:16 pm
A group of Facebook investors is seeking to remove Mark Zuckerberg as chairman, citing several controversies facing the tech giant, including its dominance in certain markets. [read post]
6 Jan 2015, 4:14 am
As discussed here, in Public Employees’ Retirement System of Mississippi, v. [read post]
24 Aug 2015, 7:11 am
Irish-American Gay, Lesbian and Bisexual Group of Boston, 515 U.S. 557 (1995) or United States v. [read post]
19 Mar 2012, 3:06 am
European Security and Defense Policy » Congresses. [read post]
6 Feb 2023, 11:15 am
The In re NVIDIA Corporation Securities Litigation, filed in the U.S. [read post]
3 Sep 2013, 1:38 am
In an August 20, 2013 post in her On the Case blog (here), Alison Frankel examines the possible impact that the admissions could have on the fund investors’ pending civil action. [read post]
20 Feb 2023, 9:05 pm
Okla. 1984). 6 See United States v. [read post]
26 Aug 2010, 4:14 pm
Other concurrent developments in corporate and securities law may have effects that may tend to counteract (or at least inject considerable noise to) the proxy access debate. [read post]
