Search for: "Caroline A. Crenshaw"
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22 Feb 2023, 3:30 am
As I noted in the blog earlier this month, SEC Commissioner Caroline Crenshaw recently gave a speech at the Northwestern Securities Regulation Institute during which she noted several areas of concern with Regulation D, and back in 2021, then Commissioner Allison Herren Lee gave speech at SEC Speaks outlining concerns with the growth of private markets and suggesting that the Commission revisit the definition of “held of record” in Exchange Act Rule 12g5-1. [read post]
27 Jul 2021, 3:15 am
Shifting Approach to Corporate Penalties – In March, SEC Commissioner Caroline Crenshaw criticized the SEC’s 2006 guidance on its approach to penalties. [read post]
23 Jul 2020, 6:06 am
I am delighted about the possibility of serving with Caroline Crenshaw, whose experience at the Commission, in the military, and in private practice would enrich our deliberations as a Commission. [read post]
15 Jun 2022, 9:32 pm
It was accompanied by statements from SEC Chair Gary Gensler and Commissioner Caroline Crenshaw that highlight the growing influence of index providers and model portfolio providers. [read post]
12 Sep 2020, 6:10 am
Crenshaw, to vote against the rule and to issue dissents. [read post]
12 Feb 2025, 3:33 am
Although Commissioner Caroline Crenshaw issued this response statement saying that she still supports the rule and believes the agency acted within its authority, given the current makeup of the Commission and broader developments, I’d be shocked if the “next steps” involve continued defense of mandated climate disclosure. [read post]
28 Mar 2025, 6:49 am
Crenshaw, U.S. [read post]
28 Mar 2025, 6:49 am
Crenshaw, U.S. [read post]
19 Jun 2020, 3:00 am
SEC Nominee: Caroline Crenshaw Yesterday, the White House announced that President Trump would nominate veteran SEC senior counsel Caroline Crenshaw for the Democratic seat on the SEC that was vacated by Rob Jackson’s departure. [read post]
2 Nov 2020, 6:00 am
(Commissioners Alison Herren Lee and Caroline Crenshaw, Joint Statement on the Failure to Modernize the Accredited Investor Definition). [read post]
19 Nov 2021, 5:57 am
Crenshaw, U.S. [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
17 Jan 2020, 2:02 am
We don’t have a definite timeline for Jackson’s successor, but it’s expected that the White House will nominate Caroline Crenshaw – who’s currently an attorney in Rob’s office – to fill his seat (see this Cooley blog). [read post]
11 Apr 2025, 3:20 am
” SEC Commissioner Caroline Crenshaw already dissented from the Commission’s decision to drop its defense of climate disclosure with no attempt at “notice & comment” repeal. [read post]
13 Feb 2023, 7:28 am
Wagner began questioning the panel of witnesses by citing a recent speech by SEC Commissioner Caroline Crenshaw while asking whether it is easier or more difficult for businesses to raise money. [read post]
25 Oct 2022, 10:18 am
"The daily rebalancing and effects of compounding may cause returns to diverge quite substantially from the performance of the, in this case, one underlying stock, especially if these products are held over multiple days or more," said SEC Commissioner Caroline Crenshaw. [read post]
18 May 2023, 6:23 am
“Margin calls are sometimes pointed to as a source of procyclicality,” that is, as potentially worsening market crises because they are positively correlated with the overall state of the market, commented Commissioner Caroline Crenshaw. [read post]
8 Jun 2021, 7:10 am
Commissioners Caroline Crenshaw and Allison Herren Lee have also expressed support for shoring up the rules on insider trading plans.Limits on cancelation. [read post]
13 Jul 2021, 9:05 am
Commissioner Caroline Crenshaw also stated her appreciation for the AMAC’s proposed enhancements to the SEC’s disclosure regime that could promote greater diversity and inclusion in the industry.Commissioner Hester Peirce voiced concerns about the recommendations, however, which she sees as potentially creating government-mandated diversity classifications for the asset management industry. [read post]
28 May 2021, 10:40 am
The senators cited Lee’s and Commissioner Caroline Crenshaw’s dissent from that rulemaking in which they addressed the inherent conflicts of interest that pervade the current issuer-pays model for the auditing profession while expressing concern that audit independence standards would become less effective and less transparent.Emerging audit concerns. [read post]
