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5 Jan 2024, 3:30 am
Although the formal letter denying the petition was brief, the supporting statement from SEC Chair Gary Gensler was not. [read post]
5 Jan 2024, 3:00 am
Meredith blogged last month about SEC Chair Gary Gensler’s “fireside chat” at the Winter Meeting of the ABA’s Federal Regulation of Securities Committee. [read post]
4 Jan 2024, 9:05 pm
Chair of the Securities and Exchange Commission (SEC) Gary Gensler stated that: ─ Securities laws and SEC authority “may be implicated depending upon how AI technology is used” (available here). ─ AI “may heighten financial fragility, as it could promote herding[,] encourage monocultures [and] exacerbate the inherent network interconnectedness of the global financial system. [read post]
19 Dec 2023, 6:12 am
The majority response to Coinbase also noted that the Commission has pursued multiple crypto-related rulemakings and that those rulemakings may address some of Coinbase’s concerns about lack of legal clarity around crypto activities.SEC Chair Gary Gensler issued a statement echoing the contents of the letter sent to Coinbase. [read post]
17 Dec 2023, 9:03 pm
Today [December 15], the Commission denied a Petition for Rulemaking[1] filed on behalf of Coinbase Global, Inc. [read post]
15 Dec 2023, 6:30 am
Profiting from Pollution Posted by Nathan Atkinson (University of Wisconsin), on Thursday, December 14, 2023 Tags: Clean Air Act, compliance, corporate misconduct, economic benefit, Environment Statement by Chair Gensler on PCAOB 2024 Budget Posted by Gary Gensler, U.S. [read post]
15 Dec 2023, 6:30 am
Profiting from Pollution Posted by Nathan Atkinson (University of Wisconsin), on Thursday, December 14, 2023 Tags: Clean Air Act, compliance, corporate misconduct, economic benefit, Environment Statement by Chair Gensler on PCAOB 2024 Budget Posted by Gary Gensler, U.S. [read post]
14 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
14 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
12 Dec 2023, 6:04 am
”Speaking to the conflict resolution portion of the PDA proposal, SEC Chair Gary Gensler noted a key similarity between the PDA proposal and Regulation BI—that firms not place their own interests ahead of those of retail investors. [read post]
11 Dec 2023, 10:19 am
SEC Chair Gary Gensler has expressed skepticism about the technology. [read post]
8 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
8 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
7 Dec 2023, 9:01 pm
These remarks were delivered on December 7, 2023, by Gary Gensler, chair of the U.S. [read post]
7 Dec 2023, 9:59 am
’s nascent news venture The Messenger's livestreamed event “AI: Balancing Innovation & Regulation,” SEC Chair Gary Gensler took questions from moderator Dawn Kopecki, Deputy Business & Finance Editor at The Messenger, and then from the audience during a brief Q&A session. [read post]
6 Dec 2023, 11:52 am
In a December 5, 2023 speech before an AI industry group, SEC Chair Gary Gensler suggested some of the kinds of AI-related corporate behaviors his agency is concerned about, which could prefigure the kinds of allegations that could make their way into AI-related corporate and securities lawsuits. [read post]
6 Dec 2023, 3:00 am
Beyond that though, one of our members just alerted us (and the SEC announced) that Chair Gary Gensler’s fireside chat will be available to the public virtually. [read post]
1 Dec 2023, 9:17 am
While Chair Gary Gensler suggested that the SEC not erode the investor protections embedded in the securities laws, Commissioner Hester Peirce said that regulators, however well-meaning, should not impede investors’ freedoms. [read post]
29 Nov 2023, 7:12 am
A new rule incorporating the section's text was proposed in 2011, but the proposal lay dormant until it was unanimously re-proposed during the Commission's first open meeting of 2023.SEC Chair Gary Gensler said that he was pleased to support the rule: "As directed by Congress, today's rule prohibits securitization participants—including those who sell or facilitate the sale of an asset-backed security—from engaging in transactions that involve or… [read post]
27 Nov 2023, 9:05 pm
Securities and Exchange Commission (SEC), Gary Gensler, has led the SEC on a “transparency rampage,” according to Alexander I. [read post]
