Search for: "State v. Investors Security Corporation"
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6 Dec 2010, 6:00 am
Alan points out that the district court in Stimmel v. [read post]
28 Aug 2011, 7:31 am
The case was brought by a group of hedge funds and other investors who took short positions in security based swap agreements that referenced the stock of Volkswagen (VW), which is traded in Germany but not in the United States. [read post]
24 Sep 2009, 5:00 am
The primary materials for this post are available on the DU Corporate Governance website. [read post]
18 Apr 2012, 7:20 pm
In the SEC’s complaint, filed on April 12th, Ephren Taylor and his City Capital Corporation are accused of running a scheme that targeted “socially conscious” investors from church congregations and raised $11 million. [read post]
3 May 2010, 5:30 am
Anwar v. [read post]
10 Jul 2007, 8:08 am
Supreme Court tightened the pleading standards for shareholders who file securities class-action lawsuits over corporate fraud. [read post]
14 Jul 2018, 6:53 am
For promoters, investors, and other market participants in the blockchain and cryptocurrency space, Director Hinman's speech comes as a breath of fresh air after the SEC Chairman, Jay Clayton, stated that “every ICO I’ve seen is a security” just months ago. [read post]
15 Mar 2016, 9:00 am
On March 4, 2016, the Second Circuit affirmed the dismissal of two related securities actions against Sanofi Pharmaceuticals, its predecessor Genzyme Corporation, and three company executives (collectively, “Sanofi”). [read post]
22 Jan 2020, 7:41 am
., LL.M.The federal district court in Manhattan has allowed a securities class action to go forward against CBS Corporation and former CEO Leslie Moonves for alleged misstatements to the media concerning the company’s efforts to address workplace sexual misconduct. [read post]
25 Jul 2018, 12:54 pm
For example, in VantagePoint Venture Partners 1996 v. [read post]
3 Apr 2012, 6:01 am
Joint Equity Committee of Investors of Real Estate Partners, Inc. v. [read post]
12 Aug 2024, 3:04 pm
Background Churchill Capital Acquisition Corporation IV (Churchill IV) is a special purpose acquisition corporation (SPAC) formed in April 2020 and that completed an IPO on July 30, 2020. [read post]
20 Jun 2011, 4:47 am
v. [read post]
5 Jul 2007, 11:57 am
Supreme Court Urged to Approve Scheme Liability in Securities Fraud ActionsAlthough the SEC and DOJ did not file an amicus brief in the scheme liability case now before the Supreme Court, a number of other entities did, including the state securities administrators association, the council of institutional investors, state attorneys general, and eminent law professors.In the case of Stoneridge Investment Partners, LLC v. [read post]
16 Feb 2018, 12:00 am
In SEC v. [read post]
29 Jan 2016, 6:07 am
Political Values, Culture, and Corporate Litigation Posted by Danling Jiang, Florida State University, on Thursday, January 21, 2016 Tags: Accountability, Behavioral finance, Compliance & ethics, Corporate culture, Corporate Social Responsibility,Management, Market reaction, Misconduct, Securities enforcement, Securities litigation, Social networks Acquisition Financing: the Year Behind and the Year Ahead Posted by Eric M. [read post]
14 Apr 2010, 8:00 am
(§4.1(v)). [read post]
6 Mar 2020, 6:17 am
Silk, Sabastian V. [read post]
7 May 2010, 12:29 pm
Plaintiffs were investors in Refco securities. [read post]
10 Jun 2016, 6:15 am
Park, University of California, Los Angeles , on Friday, June 3, 2016 Tags: Disclosure, Dodd-Frank Act, Federalism, Investor protection, Misconduct, Rule 10b-5, Securities Act, Securities fraud, Securities regulation, Shareholder value, SOX, State law, Stock mispricing Remarks on Optimizing the Equity Markets Posted by Mary Jo White, U.S. [read post]
