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22 Mar 2023, 6:30 am
” Even Justice Thomas, who was previously eager for the Court to review Section 230, questioned why Google should be held liable if it applies its algorithm in a content-neutral way, showing “cooking videos to people who are interested in cooking and ISIS videos to people who are interested in ISIS, [and] racing videos to people who are interested in racing. [read post]
22 Mar 2023, 5:16 am
Experience across the regulatory landscape offers some cautionary lessons. [read post]
22 Mar 2023, 3:03 am
The DP follows the government’s conclusion in December 2022 of its Future Regulatory Framework review and is intended to help the FCA decide how its post-Brexit asset management regime should look once retained EU law has been repealed. [read post]
22 Mar 2023, 2:51 am
ESMA expects the review of the AIFMD and UCITS Directive to address these shortcomings. [read post]
22 Mar 2023, 2:49 am
The most noteworthy of those proposals is a template for reporting information on reclassifications of positions between the regulatory books. [read post]
22 Mar 2023, 1:24 am
The Contested Patent, with priority as of 27 June 2006 derived from a British patent, was issued 22 October 2022, following reviews by both EPOs Examining Division and Technical Boards of Appeal. [read post]
22 Mar 2023, 12:15 am
But wait, there's even more, the holding company and its non-bank was also subject to regulation by the Securities and Exchange Commission as well as at least two self-regulatory organizations - the Financial Industry Regulatory Authority, Inc. and The Nasdaq Stock Market LLC. [read post]
21 Mar 2023, 10:00 pm
A court would review the agency’s decision more skeptically in the absence of such a showing. [read post]
21 Mar 2023, 9:05 pm
Still, Verret recommends that, in defending a broker inducement ban, the SEC should present both a qualitative analysis and a cost-benefit analysis of the ban, even though either one could suffice.The post Leaving Broker Inducements Behind first appeared on The Regulatory Review. [read post]
21 Mar 2023, 3:48 pm
In addition, the elected BOE routinely audits the 58 county assessors to ensure local practices comply with statutory and regulatory provisions. [read post]
21 Mar 2023, 1:14 pm
It is important for you to closely monitor your account activity and review trade confirmations and account statements regularly. [read post]
21 Mar 2023, 7:46 am
Review the broker or firm’s information: The profile will contain information such as the broker or firm’s CRD number, registration status, employment history, and disciplinary history. [read post]
21 Mar 2023, 6:07 am
Here are a few options: Contact your state’s regulatory agency: Each state has a regulatory agency that oversees nursing homes and long-term care facilities. [read post]
21 Mar 2023, 5:34 am
He argued that legal systems that can be considered as reliable are subject to a simplified content review. [read post]
21 Mar 2023, 5:01 am
William Brewer, Sarah Rogers & Noah Peters of Brewer Attorneys & Counselors and I filed a petition earlier this month asking the Supreme Court Second Circuit to review the Second Circuit decision in NRA v. [read post]
21 Mar 2023, 3:15 am
A recent PwC analysis of Corp Fin’s 2022 disclosure review activity underscores why: climate disclosure has broken into the “top 3” most prevalent topics that are drawing comments on Form 10-K & 10-Q filings – a trend that was noticeable as early as Q1 last year. [read post]
21 Mar 2023, 3:02 am
I uncovered three different marketing techniques, which warranted different regulatory responses: (a) direct substitution for expletives with attention magnets; (b) indirect swear-play and (c) indirect substitution for expletives with acronyms. [read post]
21 Mar 2023, 3:00 am
If they’re a big shareholder at your company, make sure to review those and their “Global Principles” as you head into annual meeting season. [read post]
21 Mar 2023, 1:00 am
When was the last time you reviewed your company’s record retention policy? [read post]
20 Mar 2023, 9:05 pm
As the negotiations move forward, it remains to be seen what, if any, relief EPA will provide for Cancer Alley residents.The post EPA Finds Evidence of Racial Discrimination in Cancer Alley first appeared on The Regulatory Review. [read post]
