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13 Oct 2020, 6:22 am
Firms should review their reportable disciplinary history and that of their financial professionals to ensure that their relationship summaries are accurate and complete, the statement explained. [read post]
7 Sep 2022, 9:14 am
By contrast, statutorily based economic regulation, whatever its flaws, at least imposes specific standards that staff must apply when rendering regulatory determinations.By abandoning sole reliance on consumer-welfare analysis, FTC reviews of proposed Meta acquisitions may be expected to undermine the major welfare benefits that Meta has previously bestowed upon consumers. [read post]
13 Apr 2015, 3:47 am
Here’s the SEC Staff’s self-assessment. [read post]
30 Mar 2017, 5:00 am
Batkins, for his part, contends that the review will help the public understand the “possible success of regulatory reform in the Trump Administration. [read post]
30 Mar 2017, 5:00 am
Batkins, for his part, contends that the review will help the public understand the “possible success of regulatory reform in the Trump Administration. [read post]
27 Jul 2021, 8:53 am
Nearly two-thirds of the advisers received deficiency letters as a result, the vast majority of which related to compliance programs, conflicts of interest, and disclosures.The staff found that policies and procedures were inconsistent with the advisers’ practices, disclosures, and/or regulatory requirements and sometimes lacked certain considerations or guidance. [read post]
23 Jan 2018, 9:30 pm
Centralized regulatory review. [read post]
9 Aug 2011, 12:00 am
For executive agencies, the Office of Information and Regulatory Affairs (OIRA) reviews their work and communicates with agency staff, who generally pay attention to, and usually heed, OIRA’s critiques or suggestions; if not, the issue can be elevated to political appointees and ultimately there is a meeting of the minds. [read post]
16 Jun 2011, 4:49 pm
The evidence reviewed herein confirms that it was not corporate governance as such that was the problem, but rather corporate governance regulation. [read post]
8 Nov 2021, 9:03 pm
Ideally, periodic reviews will become part of an ongoing process of learning and adaptive regulation at regulatory agencies.The post Pursuing Periodic Review of Agency Regulation first appeared on The Regulatory Review. [read post]
26 Dec 2024, 9:05 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
8 Sep 2022, 9:04 pm
” The post Week in Review first appeared on The Regulatory Review. [read post]
18 Nov 2011, 12:00 am
The Supreme Court agreed to review the 11th Circuit’s decision striking down the individual mandate portion of the Patient Protection and Affordable Care Act. [read post]
25 Jan 2021, 11:58 am
On January 20, President Biden’s Chief of Staff, Ronald Klain, also released a memorandum requesting a regulatory freeze of new and proposed regulations pending review by the new administration. [read post]
13 May 2021, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
5 Feb 2019, 9:00 pm
In January, the US Nuclear Regulatory Commission’s (NRC’s) staff hosted a public meeting with industry representatives to discuss the staff’s progress in reviewing recommendations for the NRC’s Reactor Oversight Process (ROP) framework enhancement initiative. [read post]
15 Aug 2024, 9:33 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
3 Mar 2025, 9:07 pm
Since the Reagan Administration, when regulatory review was first institutionalized as a White House function, each administration has put its own stamp on the regulatory review process. [read post]
16 Dec 2021, 11:19 am
FTC staff are reviewing public comments submitted in response to the agency’s 2019 request for comment on its COPPA Rule. [read post]
21 May 2014, 9:30 pm
Even lookbacks that identify no regulations to scrap consume valuable resources, waste the time of staff at the various regulatory agencies, and divert the staff at those agencies from the jobs they were hired to do. [read post]
