Search for: "Working Group on Securities Disclosure Authority"
Results 81 - 100
of 2,436
Sorted by Relevance
|
Sort by Date
21 Apr 2022, 9:01 pm
On March 21, 2022, the Securities and Exchange Commission proposed, in a 510-page release, climate-related disclosure rules for public companies. [read post]
2 Jan 2024, 1:10 pm
Check out our Practical Guidance Author Center ! [read post]
2 Apr 2020, 4:14 pm
Meanwhile, the CFTC and the National Futures Association worked in tandem to address a plethora of supervisory requirements in connection with branch offices and working from remote locations. [read post]
1 May 2023, 9:01 pm
Over the past several years, the use of non-disclosure agreements (“NDAs”) has received significant public scrutiny following their controversial use in a number of high profile harassment claims.[1] NDAs were back in the headlines earlier this year following the leak to the Telegraph of around 100,000 Whatsapp messages belonging to the former UK Health Secretary Matt Hancock.[2] The messages, which revealed Mr Hancock’s communications with other members of the government… [read post]
22 Apr 2019, 1:12 pm
Kennedy to secure a consolation seat on the Supreme Court—and whose abrupt retirement in June 2018 quickly opened the door for Trump to nominate D.C. [read post]
10 Aug 2022, 6:14 am
Update on the Investigation: Dustin Shafer & Shafer Financial Group, Springfield IL According to an SEC administrative order, on August 9, 2022 the Securities and Exchange Commission reportedly barred financial advisor Dustin Paul Shafer (CRD # 4198962) from working in the securities industry after charges by the State of Illinois alleged broker misconduct including allegations that he borrowed money from an elderly client. [read post]
11 Apr 2016, 4:22 am
Such a working group could advise European data protection authorities on the appropriate controls that should exist within a country, and help advise on technical aspec [read post]
28 Dec 2022, 2:28 pm
Crowell & Moring’s Government Contracts Group discusses the most consequential changes for government contractors here. [read post]
10 Jul 2023, 8:26 am
Kovalsky co-authored, “Emerging ‘Securities’ Litigation in Cryptocurrency. [read post]
17 Feb 2023, 5:06 am
No previous arbitration, securities, or legal experience is required, only five years of paid work experience and two years of college level credits is required to become an arbitrator. [read post]
19 Feb 2013, 11:01 am
Rotella, Jr. (215-851-8123 or srotella@reedsmith.com), or any other member of the Reed Smith Health Care Group with whom you work, if you would like additional information or if you have any questions. [read post]
6 Jun 2016, 11:40 am
This exit condition is for the group to continue its work on arriving at a consensus agreement on protecting security disclosure and independent reimplementation, reflecting a compromise that all parties can live with. [read post]
Broker Ken Kavanagh Of Morgan Stanley Suspended, Fined For Not Disclosing Business Managing Athletes
6 Jan 2020, 8:30 am
Silver Law Group represents investors in securities and investment fraud cases, including tk. [read post]
23 Mar 2022, 9:44 am
Reda (CRD#: 2757330) reportedly submitted an Offer of Settlement to the previous charges filed against him and is barred from working in the securities industry. [read post]
3 Jan 2014, 1:23 pm
The group had sought disclosure of a 2010 Office of Legal Counsel opinion dealing with the FBI’s use of national security letters in the wake of 9/11. [read post]
27 Mar 2020, 6:00 am
Disclosure: In his private consulting work, the author provides consulting services to technology firms, some of which provide blockchain analysis software. [read post]
2 Aug 2011, 8:49 am
The HIPAA Security Rule currently requires covered entities to monitor access to electronic PHI. [read post]
1 Apr 2016, 10:16 am
Fifteen months after forming an Internet of Things (IoT) working group, on March 2, 2016, the Online Trust Alliance (OTA) released a final version of its IoT Framework (Framework) along with a companion Resource Guide that provides explanations and additional resources. [read post]
10 Jul 2020, 1:05 pm
Before working for UBS Financial Services (CRD# 8174) starting in 2015, Turlan was previously registered with BBVA Securities Inc. [read post]
23 Nov 2020, 2:14 pm
Scott Silver, managing partner of Silver Law Group, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors across the country in securities investment fraud cases. [read post]
