Search for: "Working Group on Securities Disclosure Authority"
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19 Feb 2013, 11:01 am
Rotella, Jr. (215-851-8123 or srotella@reedsmith.com), or any other member of the Reed Smith Health Care Group with whom you work, if you would like additional information or if you have any questions. [read post]
6 Jun 2016, 11:40 am
This exit condition is for the group to continue its work on arriving at a consensus agreement on protecting security disclosure and independent reimplementation, reflecting a compromise that all parties can live with. [read post]
23 Mar 2022, 9:44 am
Reda (CRD#: 2757330) reportedly submitted an Offer of Settlement to the previous charges filed against him and is barred from working in the securities industry. [read post]
Broker Ken Kavanagh Of Morgan Stanley Suspended, Fined For Not Disclosing Business Managing Athletes
6 Jan 2020, 8:30 am
Silver Law Group represents investors in securities and investment fraud cases, including tk. [read post]
1 Apr 2016, 10:16 am
Fifteen months after forming an Internet of Things (IoT) working group, on March 2, 2016, the Online Trust Alliance (OTA) released a final version of its IoT Framework (Framework) along with a companion Resource Guide that provides explanations and additional resources. [read post]
2 Aug 2011, 8:49 am
The HIPAA Security Rule currently requires covered entities to monitor access to electronic PHI. [read post]
10 Jul 2020, 1:05 pm
Before working for UBS Financial Services (CRD# 8174) starting in 2015, Turlan was previously registered with BBVA Securities Inc. [read post]
1 Nov 2019, 7:30 am
Silver Law Group continues to file GPB securities arbitration claims. [read post]
23 Nov 2020, 2:14 pm
Scott Silver, managing partner of Silver Law Group, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors across the country in securities investment fraud cases. [read post]
6 Apr 2023, 7:23 am
The White Law Group is investigating potential securities claims involving CFD Investments Inc. [read post]
19 Feb 2013, 10:04 am
Rotella, Jr. (215-851-8123 or srotella@reedsmith.com), or any other member of the Reed Smith Health Care Group with whom you work, if you would like additional information or if you have any questions. [read post]
8 Apr 2014, 9:17 am
Under the directive, police and security agencies would be able to then go to a court to obtain authorized access to information such as IP addresses used and times of email, phone calls and text messages sent or received. [read post]
9 May 2014, 1:20 pm
Instead, courts have generally accepted the government's view that disclosure would harm national security or found that the defendant did not need the materials to make a legal challenge to the surveillance. [read post]
11 Dec 2018, 7:22 am
Many of them had worked with Pagartanis for years. [read post]
8 May 2020, 12:02 pm
Charles Dorraine Disclosures Charles Dorraine has been in the securities industry since 1972. [read post]
21 Nov 2023, 3:15 pm
HIPAA-Compliant Authorization Required Before Media Access To Patients Or Patient Information The HIPAA Privacy Rule prohibits SJMC and other HIPAA entities from disclosing any patient’s PHI unless:: The individual who is the subject of the information (or the individual’s personal representative) authorizes the disclosure in writing in the form required by the Privacy Rule; or The Privacy Rule otherwise expressly permits or requires the… [read post]
22 Jul 2024, 1:39 pm
FINRA Bars Todd Ray Anderson after Allegations According to the Financial Industry Regulatory Authority, the regulator has reportedly barred financial advisor Todd Ray Anderson (CRD #1896352) from working in the securities industry. [read post]
15 Apr 2014, 11:02 am
Securities and Exchange Commission, No. 13-5252 (D.C. [read post]
12 Apr 2019, 5:09 am
Corporate & Securities Law Institute held at Northwestern University's Pritzker School of Law discussed the SEC’s recently issued Compliance and Disclosure Interpretations on board diversity and the key differences between proposed federal board diversity legislation and the approach taken by California. [read post]
15 Aug 2021, 9:05 pm
The OCR has investigated national pharmacy chains, major medical centers, group health plans, hospital chains, and small provider offices. [read post]
