Search for: "State v. Investors Security Corporation" Results 981 - 1000 of 1,359
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15 Dec 2017, 9:01 am by CFM Admin
Such managers should consult with their state securities authorities to determine whether they are required to register in the states in which they conduct business. [read post]
15 Dec 2017, 9:01 am by CFM Admin
Such managers should consult with their state securities authorities to determine whether they are required to register in the states in which they conduct business. [read post]
9 May 2023, 9:01 pm by renholding
Questionnaires should require information on whether the nominee is an employee, officer, partner or co-investor of the nominating stockholder. [read post]
5 Oct 2022, 6:30 am
Additionally, unlike claims under Section 11 and 12(a)(2), which are generally limited to disclosures made in connection with offerings of securities within the prior three years, claims under Section 10(b) and Rule 10b-5 can be brought by investors in previously issued securities traded on the secondary market (including common stock). [read post]
13 Jun 2012, 1:20 am by Kevin LaCroix
Supreme Court's decision in Morrison v. [read post]
13 Jun 2012, 1:20 am by Kevin LaCroix
Supreme Court's decision in Morrison v. [read post]
29 Jul 2011, 1:28 am by admin
“We think the court got it wrong,” said Ann Yerger, executive director of the Council of Institutional Investors. [read post]
For example, Section 160 of the Delaware General Corporation Law prohibits a corporation from purchasing its shares of capital stock when the purchase “would cause any impairment of the capital of the corporation”;4 its organizational documents, including its certificate of incorporation and bylaws; any agreements that may restrict or limit its ability to repurchase its securities. [read post]
7 Dec 2009, 3:00 am by Peter A. Mahler
  I haven't done detailed research on the latest state filing data on LLCs and corporations. [read post]
27 Mar 2012, 11:57 am by Paul Karlsgodt
One of the hottest trends in securities litigation in the latter part of the last decade was what became known as foreign-cubed (or “f-cubed”) class actions, securities fraud class actions filed on behalf of foreign investors against foreign companies involving securities traded on a foreign exchange. [read post]
20 Mar 2018, 1:16 pm by Andrew Keane Woods
(Indeed, the Ninth Circuit recently held in Oracle v. [read post]