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29 Aug 2012, 5:30 pm
We have reviewed Amendment 64 and concluded that it presents an effective, responsible, and much-needed new approach for Colorado and the nation. [read post]
7 Aug 2020, 4:00 am
In addition, Park Avenue determined that they had failed to provide these charge waivers after FINRA sent a targeted examination letter for them to review its applicable sales as part of a Mutual Fund Fee Waiver Sweep. [read post]
9 Jul 2018, 6:28 pm
Here is Minnesota Law Review article on the separation powers and here is Harvard Law Review piece on statutory interpretation. [read post]
17 Mar 2013, 11:22 am
As humour-loving readers will remember, among other things, the Review recommended (similarly to what had been done also by the Gowers Review in 2006) the introduction of a specific exception for parody and pastiche into UK copyright. [read post]
19 Feb 2013, 9:12 am
To fix this, USCIS could allot adjudicators a bit more time to review each case, remove incentives to generate RFEs, and require supervisors to review draft RFEs before they are sent out. [read post]
10 Jan 2014, 1:00 pm
· Obama Administration Launches Quadrennial Energy Review - First QER Will Focus on Transmission and Distribution Infrastructure Today, President Obama signed a Memorandum directing his Administration to conduct a Quadrennial Energy Review (QER). [read post]
18 Nov 2014, 9:30 am
The court then reviewed the Board’s consistency, finding and substantial evidence, and under the acknowledged deferential standard of review, upheld the Board’s determinations. [read post]
27 Apr 2015, 8:38 am
Whatever review ought to be available in cases in which the BIA reopens on its own motion, Mata explains, there can be no question that Congress intended the courts of appeals to review cases in which the BIA reviews a petitioner’s motion for such relief. [read post]
4 Dec 2017, 6:31 am
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
30 Sep 2024, 4:30 am
Elena Chachko (UC Berkeley School of Law) has posted The Anti-Regulation Quartet and Internationally Informed Regulation (Harvard Law Review) on SSRN. [read post]
27 Aug 2008, 1:40 am
Supreme Court to review the Sixth Circuit's decision in Braun v. [read post]
23 Sep 2008, 8:44 am
We demonstrate the split over the importance of judicial review versus deference to the rule of experts that emerged among these Roosevelt appointees. [read post]
7 May 2011, 3:53 am
To their credit, the Obama Administration has done a good job of methodically putting in place a holistic process that has taken a fulsome look at most of the trade security system (the Treasury Department’s Office of Foreign of Assets Control and economic sanctions, to my knowledge, were not included in the review, nor were the nuclear technology export rules); however, some of us on the outside have wondered if pan reform was necessary rather than an incremental approach that… [read post]
6 Jul 2021, 12:16 pm
The NCAA is either a cartel or lawful regulatory agency. [read post]
23 Feb 2010, 3:00 pm
FINRA found that H&R Block utilized an automated surveillance system to facilitate its suitability review of securities transactions and to monitor customer accounts for potentially unsuitable positions and activity. [read post]
22 Jan 2018, 3:01 pm
Specifically, Section 13691(b)(1) designates seven types of actions by the Environmental Protection Agency for direct appellate review. [read post]
13 Sep 2022, 11:07 am
his matter reportedly originated from FINRA’s Trading and Financial Compliance Examinations Group’s identification of the issue through the group’s review of OTC exercise limits. [read post]
7 Jun 2020, 6:36 am
Interested parties can review the list and submit comments urging the Commission to either keep open or close permanently items that appear on the list. [read post]
16 Feb 2017, 11:24 am
If the proposed changes become finalized, CMS will issue separate guidance to update the qualified health plan certification calendar and the rate review submission deadlines for the 2018 plan year. [read post]
23 Feb 2010, 3:00 pm
FINRA found that H&R Block utilized an automated surveillance system to facilitate its suitability review of securities transactions and to monitor customer accounts for potentially unsuitable positions and activity. [read post]
