Search for: "Anne Sherry"
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27 Jul 2015, 6:07 am
By Anne Sherry, J.D.Derivative actions alleging that Facebook directors breached their fiduciary duties in connection with the company’s IPO were properly dismissed for failure to plead contemporaneous share ownership, the Second Circuit held. [read post]
14 Nov 2022, 5:10 am
By Anne Sherry, J.D.The SEC filed settled charges against a California-based real estate company for conducting an unregistered offering for a fund it manages. [read post]
15 Nov 2023, 5:57 am
By Anne Sherry, J.D.The Court of Appeals for the Ninth Circuit held that a short-swing transaction is exempt from clawback if it had board approval, even if that approval was not given for the specific purpose of the exemption. [read post]
15 Feb 2019, 7:08 am
By Anne Sherry, J.D. [read post]
6 Jun 2017, 5:00 am
By Anne Sherry, J.D.A terminated MetLife contractor who raised concerns about the pricing of insurance policies failed to plead a whistleblower retaliation claim under Sarbanes-Oxley. [read post]
15 Dec 2014, 1:13 pm
[This story previously appeared in Securities Regulation Daily.]By Anne Sherry, J.D.The SEC has filed another brief asking an appeals court to defer to its rulemaking extending Dodd-Frank’s whistleblower protections to employees who report misconduct internally. [read post]
30 Jul 2019, 10:19 am
By Anne Sherry, J.D. [read post]
5 Jan 2024, 9:15 am
By Anne Sherry, J.D.Several securities industry associations submitted comments on the Department of Labor’s proposal to update the definition of an investment advice fiduciary under ERISA. [read post]
30 May 2019, 9:35 am
By Anne Sherry, J.D. [read post]
19 Mar 2024, 5:37 am
By Anne Sherry, J.D.The Fifth Circuit granted a request to stay the SEC’s climate risk disclosure regulation. [read post]
9 Apr 2007, 7:04 pm
So am I turning into Ann Althouse with all these pictures? [read post]
13 Mar 2008, 9:00 am
Officials are still looking into what caused Sherry Ann Marvel to lose control of her motorcycle. [read post]
16 Dec 2010, 6:18 am
Brooks, Sherri Burr, Todd J. [read post]
16 Feb 2007, 2:02 pm
–Ann Bartow [read post]
22 Feb 2013, 6:48 am
Davies, Lee Anne Fennell, Caitlin M. [read post]
13 Apr 2012, 4:33 pm
The individuals recommended by the JNC are Teresa Ann Howie who is currently an Assistant United States Attorney for the District of Columbia; Kimberley Sherri Knowles who is currently a Magistrate Judge of the Superior Court of the District of Columbia; and Steven Michael Wellner who is currently a Principal Administrative Law Judge for Unemployment Insurance Appeals for the District of Columbia Office of Administrative Hearings. [read post]
10 Mar 2022, 7:16 am
Pallaki, The Federalist Society) Masterpiece Cakeshop Redux and the Homophobia Exemption from Anti-Discrimination Law (Sherry F. [read post]
26 Apr 2013, 6:00 am
The major findings of the Work-related injuries and fatalities on Australian farms were reported by Safe Work Australia Chair, Ann Sherry AO. [read post]
21 Sep 2010, 9:39 am
Buck, while all four sitting judges in Baltimore County - Jan Alexander, Sherrie Bailey, Ann Brobst and John Nagle III - cruised to victory over challenger T. [read post]
9 Aug 2022, 9:01 pm
We know as much because secular Jews—including very prominent ones like Anne Frank and her family—perished along with observant ones. [read post]
