Search for: "Application of Frank"
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11 Jan 2022, 10:25 am
Under Franks v. [read post]
28 Mar 2014, 4:01 am
Here, there was nothing to suggest that Congressman Dodd or Senator Frank were connected with applicant's services of providing legal information. [read post]
19 Jun 2011, 2:22 pm
Benford’s law, named after statistician Frank Benford, holds that in most lists of numbers from real life, the digits in the first place should occur according to a known table of probabilities. [read post]
4 Aug 2010, 4:46 am
" The debate started when a Fox News article expressed concerns about the potential for overbroad application. [read post]
25 May 2012, 10:50 am
Chief Judge Frank H. [read post]
27 Sep 2010, 5:44 pm
In one of its post-Madoff reforms, the Dodd-Frank Act authorized the PCAOB to inspect and examine the auditors of broker-dealers. [read post]
8 Sep 2010, 6:46 am
The physicist Frank Wilczyk expresses this remarkable situation the best by saying that, "The reason that there is Something rather than Nothing is that Nothing is unstable. [read post]
5 Aug 2011, 6:25 am
, an article published in the inaugural issue of the Harvard Business Law Review, I discuss the Dodd-Frank Act’s cursory treatment of a critically important issue in global capital markets law: the extraterritorial application of Section 10(b) of the Exchange Act. [read post]
10 Mar 2014, 8:13 am
FMR LLC, involving the application of Sarbanes-Oxley’s anti-retaliation provision to employees of the private contractors of public companies, and the SEC’s submission of an amicus brief in Liu Meng-Lin v. [read post]
9 Feb 2018, 7:00 am
Local News A shooting outside the Richmond Villas apartment complex in Augusta reportedly claimed the life of 27-year-old Frank Thompson, Jr. [read post]
25 Jul 2011, 6:44 am
A breakdown, organized by affected groups within financial firms, of the 1,081 specific tasks identified by Davis Polk from CFTC and SEC releases that are applicable to swap dealers and major swap participants. [read post]
2 Jun 2023, 12:52 pm
“Our partners and staff were so impressed by the essays and qualifications of the applicants for our first scholarship program that we were inspired to offer it again in 2023,” said Frank Petro, one of the firm’s founding partners. [read post]
15 Feb 2012, 6:47 am
CFTC may shift enforcement staff to Dodd-Frank oversightThe CFTC says it will move their enforcement staff to meet Dodd-Frank Act stipulations in 2012. [read post]
6 Feb 2022, 1:30 pm
Frank and George A. [read post]
23 Jan 2019, 8:30 pm
Interestingly, Circuit Judges Frank H. [read post]
23 Sep 2011, 3:00 am
Franks v. [read post]
21 Dec 2022, 5:51 pm
Ultimately, the officer deemed Frank inadmissible, and ineligible for citizenship denying his N-400 application as a result. [read post]
1 May 2014, 5:14 am
Circuit struck down a portion of the “conflict minerals” rules promulgated by the Securities and Exchange Commission pursuant to the Dodd-Frank Act. [read post]
16 Mar 2017, 6:00 am
In sum, after years of uncertainty and actions predicated on a mistaken application of the Dodd-Frank Act, the SEC is rectifying this injustice, and those subject to this miscarriage of justice will now have some measure of recompense. [read post]
13 Aug 2012, 11:06 am
In a comment letter to the CFTC, the International Swaps and Derivatives Association (ISDA) said that the substituted compliance process in the Commission’s proposed guidance on the cross-border application of Dodd-Frank derivatives regulations fails to comply with the congressional goals of comity and harmonization and is also too prescriptive to succeed. [read post]
