Search for: "Associated Asset Management LLC"
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4 Apr 2018, 11:28 am
Staff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsStaff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsDalia Blass, Director, Division of Investment Management, US Securities and Exchange CommissionIn a staff letter to the Investment Company Institute and Asset Management Group, Blass addressed potential issues the SEC has identified concerning registered funds and products focused on cryptocurrency. [read post]
31 Jan 2019, 8:04 am
An option is an asset that will disappear into thin air at expiration, and is therefore sometimes referred to as a “decaying asset”. [read post]
21 Apr 2009, 2:20 pm
Jeanneret Associates Inc. and Ivy Asset Management Corp. and Ivy's parent Bank of New York Mellon Corp. [read post]
13 Oct 2021, 12:00 am
LLCs provide enormous flexibility with respect to ownership, management, and taxation. [read post]
13 Oct 2021, 12:00 am
LLCs provide enormous flexibility with respect to ownership, management, and taxation. [read post]
2 Oct 2023, 6:52 am
Attorney’s Office for the Northern District of Texas announced a settlement with Oliver Street Dermatology Management LLC. [read post]
22 Apr 2024, 1:35 am
Potential drawbacks of forming an LLC Limited liability protection isn’t infallible: While LLC status typically protects owners’ personal assets, there have been rare cases in which creditors managed to seize them anyway. [read post]
12 Feb 2012, 7:01 am
A closer look at §101.602(b) reveals that the LLC must also maintain records for each series and account for the assets associated with each series separately from the other assets of the company and other series as-well-as provide, in the company agreement, the same notice provided in the certificate of formation and set forth above. [read post]
14 Jan 2020, 6:00 am
Keep in mind that there is an initial cost associated with setting up an LLC, and then ongoing costs associated with maintaining it. [read post]
25 Jul 2022, 11:07 am
Firms are also required to disclose all material facts relating to how those conflicts could affect the advice their associated people provided their clients. [read post]
30 Jul 2011, 2:31 am
Tomassi Law Associates, LLC is a Rhode Island based law practice with offices in Wakefield, Warwick and North Providence, RI. [read post]
9 Sep 2013, 1:06 pm
From September 2002 through April 2011, Mura was a registered representative and branch office manager with J.P. [read post]
28 Apr 2008, 4:30 am
Perry countered that there was no risk to the assets of the LLC which continued to operate under Megale's management who was pursuing its best interests. [read post]
10 Jul 2018, 3:57 am
One of the fund managers also faces criminal charges for altering records and obstructing the FBI investigation. [read post]
17 May 2017, 6:42 am
Our firm is investigating claims made by various regulators and brokerage firms including the State of Washington against broker Douglas Donnelly (Donnelly), formerly associated with brokerage firms Wells Fargo Advisors, LLC (Wells Fargo), Northwest Asset Management (Northwest), and Dinosaur Financial Group, L.L.C. [read post]
26 Jan 2018, 3:47 pm
It has approximately $654 million in assets under management, and caters primarily to high net worth individuals. [read post]
18 Dec 2009, 6:15 am
That is to say, if a business is sued or is unable to pay its debts, the creditors can ordinarily only reach the LLC's assets and cannot reach the assets of the members. [read post]
10 Apr 2017, 10:23 am
The negatives associated with judicial dissolution include a lesser realized value of the membership interests or assets and an incapability to continue the business. [read post]
25 Apr 2017, 9:24 am
More interesting about the freedom of ownership associated with LLCs is that, unlike Florida S corporations, Florida LLCs are allowed to own subsidiaries without restriction. [read post]
26 May 2009, 6:48 am
Thus, in order to "protect your assets," you need to put enough money into the LLC that it can completely pay any tort judgment against you, or else the injured person can go for your assets long after it has bankrupted the LLC. [read post]
