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16 Oct 2018, 3:21 am by Broc Romanek
As detailed in this blog by John Stark, perhaps that will change due to the circumstances involving a data breach at Google… – Broc Romanek [read post]
26 Sep 2018, 2:42 am by Broc Romanek
Corp Fin’s New Edgar Guidance for ABS Recently, Corp Fin issued this set of 12 FAQs for Edgar filings by asset-backed issuers… – Broc Romanek [read post]
24 Sep 2018, 3:51 am by Broc Romanek
We still don’t know the participants – nor specific agenda topics… – Broc Romanek [read post]
18 Sep 2018, 2:45 am by Broc Romanek
Not Many Women Here’s the lowlights from this new report from the CFA Institute based on the new “lead audit engagement partners” disclosure made by companies in their proxies this year (the report covers much more ground than gender of the lead partners): – Only 15% of lead engagement partners of the S&P 500 were female – Only 11% of lead engagement partners of the S&P 100 were female – Percentages of female lead engagement partners by S&P 500 firms… [read post]
25 Jul 2018, 12:59 pm by Robert B. Lamm
  As my estimable friend Broc Romanek noted in a recent posting, over the past dozen years, the SEC has brought an average of one such case per year. [read post]
9 Jul 2018, 3:54 am by Broc Romanek
This article notes that six state treasurers recently wrote a letter to the SEC Chair requesting that a move to mandatory arbitration not be done… – Broc Romanek [read post]