Search for: "In Re PF"
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16 Apr 2020, 4:55 am
April 16, 2020 Clients, Friends, Associates: The first quarter of 2020 saw an unprecedented combination of challenges, not only industry-wide but on a global scale as well. [read post]
14 Feb 2018, 3:00 am
If you’re working with a fee-only planner, you don’t have to wonder if a commission is driving a recommendation. 8 – Lack of Credentials Your advisor should be a Certified Financial Planner™ (CFP®) or a CPA/PFS. [read post]
26 Oct 2014, 7:08 pm
Although Annex IV and Form PF share almost 60% of data points, a number of differences prevent merely transferring Form PF data to Annex IV. [read post]
19 Oct 2019, 10:23 am
It’s what we’re paid to do and what the public expects of us. [read post]
22 Aug 2023, 6:30 am
Uyeda, who voted against the Amendments, expressed their disapproval of several aspects of the Amendments, including the mandatory liquidity fee framework, and suggested that the framework should have been re-proposed for additional public comment. [read post]
29 Apr 2013, 10:51 am
The SEC is trying to re-label fees, other than advisory fees, as compensation that could require broker-dealer registration. [read post]
11 Aug 2009, 11:36 am
(see in Re Application of Settlement Funding, LLC (d/b/a Peachtree Settlement Funding) Florida Circuit Court 0702660CI013 March 2007 (see page 4 pf the linked .pdf, paragraph 12(h)Also New York Judges Getting It Done Should judges now require Peachtree Settlement Funding and others to certify that they has reserves to back up its factoring deals? [read post]
14 Feb 2012, 4:58 am
If the regulator says you’re doing something wrong, I would expect that number to be closer to 100%. [read post]
22 Aug 2023, 6:30 am
Uyeda, who voted against the Amendments, expressed their disapproval of several aspects of the Amendments, including the mandatory liquidity fee framework, and suggested that the framework should have been re-proposed for additional public comment. [read post]
17 Nov 2015, 8:35 am
Form ADV proposed changes and Form PF changes. [read post]
1 May 2013, 7:00 am
The SEC is trying to re-label fees, other than advisory fees, as compensation that could require broker-dealer registration. [read post]
1 May 2013, 7:00 am
The SEC is trying to re-label fees, other than advisory fees, as compensation that could require broker-dealer registration. [read post]
3 May 2016, 5:59 pm
Organizations classed as private foundations must file a form 990-PF (downloads as pdf) regardless of total receipts. [read post]
23 Nov 2015, 7:50 am
Demnach würde Bundesanwalt Lauber so genannte Bundestrojaner einsetzen, obwohl die Rechtsgrundlage dafür erst mit dem revidierten Bundesgesetz betreffend die Überwachung des Post- und Fernmeldeverkehrs (BÜPF) geschaffen werden soll: «[…] Ich würde aber auch nicht zögern, bereits jetzt einen Trojaner zur Überwachung eines Terrorverdächtigen einzusetzen, falls das nötig wäre. [read post]
14 Dec 2010, 4:00 am
THE UNITED KINGDOM – 50330/07 [2010] ECHR 1976 (7 December 2010) December 8, 2010 European Court of Human Rights: Strike out of civil claim against police re alleged assault & false imprisonment did not breach fair trial rights. [read post]
7 Aug 2008, 6:01 am
Update: Kevin Whited suggests that the promoters' PF staff should retain the Chron's Murphy. [read post]
4 Nov 2011, 8:40 am
Nun hat das Bundesgericht bereits Gelegenheit gehabt zu entscheiden, dass im Rahmen der Verwertung einer gepfändeten Forderung diese dem Pfändungsgläubiger zugeschlagen wird, der gleichzeitig Schuldner dieser Forderung ist (BGE 109 III 62 E. 2 und 3). [read post]
26 Dec 2009, 7:23 pm
Es wäre zu begrüssen, wenn die Überwachung der Arbeitnehmer am Arbeitsplatz zumindest in den Grundzügen in einem Gesetz im formellen Sinne geregelt würde. [read post]
5 Jul 2016, 12:25 am
Das Berufsgeheimnis für Rechtsanwälte stützt sich insbesondere auf das Grundrecht der Privatsphäre und die Verfahrensgarantien gemäss EMRK und Bundesverfassung. [read post]
1 Feb 2012, 4:43 am
Gegenüber dem Beschwerdeführer bestanden Pfändungsverlustscheine aus dem Steuerjahr 2007, und es waren weitere Steuerbetreibungen im Gang. [read post]
