Search for: "KEY v. KEY" Results 101 - 120 of 32,061
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
11 Jul 2024, 3:20 pm by CFM Admin
In addition to the violations surrounding hypothetical performance, one adviser was also found to have (i) made false and misleading statements, (ii) advertised misleading model performance, (iii) been unable to substantiate performance shown in its advertisements, (iv) failed to enter into written agreements with people it compensated for endorsements, and (v) violated recordkeeping and compliance standards including filing a prospectus with the SEC which contained misleading statements… [read post]
Source: Certified Equipment Sales v Iuorio, 2024 ONSC 2948 The post Pleadings v Evidence: Walking the Tight Rope appeared first on Slaw. [read post]
10 Jul 2024, 9:01 pm by renholding
In response, Congress passed the Securities Act of 1933 and the Securities Exchange Act of 1934, which created the SEC, to protect investors and the markets.[4] A key feature of the Securities Act was to require companies offering “securities” and raising money from the public to register their offerings with the SEC and to provide investors full, fair, and truthful disclosures of material information about their offerings, their financial health, and their executives.[5] The… [read post]
10 Jul 2024, 4:14 pm by Orin S. Kerr
[An important case on "The Digital Fourth Amendment"] Regular readers may recall my prior coverage of United States v. [read post]
10 Jul 2024, 2:11 pm by Josie Forney
Key Takeaways These conflicting decisions indicate that the future of the abortion-accommodations sections of the final rule may be subject to change. [read post]
10 Jul 2024, 1:44 pm by Charles Bolton
As the Ohio Statehouse works to complete its work on biennial appropriations for public infrastructure projects and one-time strategic community investments, the Ohio Department of Development (ODOD) is in the process of promulgating updated guidelines for several key programs for Northeast Ohio developments, to be released near the start of the new fiscal year. [read post]
10 Jul 2024, 11:48 am by Offit Kurman
Judge Brown’s opinion focused on two key points: The Scope of the FTC’s Authority: The court’s determination that the FTC lacked statutory authority to enact the rule is significant, particularly considering its alignment with the “major questions” doctrine. [read post]
10 Jul 2024, 10:58 am by Geoff Schweller
Supreme Court vacated a DC Circuit ruling in the Internal Revenue Service (IRS) whistleblower case Lissack v. [read post]
10 Jul 2024, 8:58 am by Eric Goldman
The resolution of this case leaves open a key question about Section 230. [read post]