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20 Feb 2020, 3:02 am
– Lynn Jokela [read post]
26 May 2020, 3:03 am
– Lynn Jokela [read post]
29 Oct 2020, 3:03 am
” – Lynn Jokela [read post]
11 Dec 2020, 3:03 am
The topics include: – Annual Season Items – SEC Simplifies Private Offering Exemptions – SEC Overhauls Regulation S-K Financial Disclosures – Lynn Jokela [read post]
26 Oct 2020, 3:03 am
– Lynn Jokela [read post]
2 Mar 2020, 3:08 am
– Lynn Jokela [read post]
17 Apr 2020, 3:03 am
Some basic stats cited in the blog include: Compared to firms with all-male boards, firms with female directors announced high-severity product recalls 28 days sooner The number of women on boards also impacted high-severity recall outcomes – only boards that had at least 2 female directors improved timeliness of severe product recalls and when there were 3, recall decisions moved along even more quickly For low severity recalls – where executives have greater discretion, boards… [read post]
21 Feb 2020, 3:03 am
A Brave New World for Confidential Treatment: Asking for Forgiveness Instead of Permission – A New Streamlined Confidential Treatment Process Dawns – Self-Executing Rules – Staff Review of Exhibits – New Streamlined Extension Confidential Treatment Request Procedures – Enter the Supremes: The Impact of Argus Leader – The SEC’s New Confidential Treatment Request Guidance – Lynn Jokela [read post]
26 Jun 2020, 3:03 am
– Lynn Jokela [read post]
6 Mar 2020, 3:03 am
– Lynn Jokela [read post]
1 Apr 2020, 3:03 am
” – Lynn Jokela [read post]
9 Feb 2021, 3:03 am
– Lynn Jokela [read post]
10 Jun 2020, 3:03 am
It’s a 60-page report so it’s chalk full of data, here’s some high-level data points: – Median hotline/incident reports per 100 employees remained steady at 1.4 – but 19% received 5 or more reports per 100 employees – Case closure time increased from 40 to 45 days, a 13% increase – the report says best practice average case closure time should be 30-32 days – about 20% of customers take 100 days or more to close cases – Extended time to… [read post]
16 Apr 2020, 3:03 am
Rule 163B is Non-Exclusive – Conclusion: WKSIs Should Keep Rule 163B in Mind – Lynn Jokela [read post]
12 Jun 2020, 3:03 am
– Lynn Jokela [read post]
7 May 2021, 3:03 am
– Lynn Jokela [read post]
29 Dec 2020, 3:03 am
– Lynn Jokela [read post]
10 Dec 2020, 3:03 am
” – Lynn Jokela [read post]
29 May 2020, 3:03 am
– Lynn Jokela [read post]
1 Mar 2021, 3:03 am
The issue includes articles on: – The Impact of COVID-19: Our Model CD&A Disclosure – Recent Case Tests Attorney-Client Privilege for Law Firm Assisted Internal Assessments – Deferred Compensation Plan Funded by a Rabbi Trust but Participants are Shut Out by Company and 409A – Officer and Director Indemnification Provisions May Need Review – Lynn Jokela [read post]
