Search for: "Robert Schapiro" Results 101 - 114 of 114
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16 Nov 2010, 6:06 pm by Frank Pasquale
The OFR is one of the few entities actually empowered to accomplish what Cantor is calling on Schapiro to do.I can understand Cantor's idees-fixes here, and certainly Dodd-Frank as a whole may have some utterly perverse unintended consequences. [read post]
28 May 2010, 7:16 am by Erin Miller
Briefly: At Concurring Opinions, Robert Schapiro comments on the potential implications that the Court’s recent decision in United States v. [read post]
27 Sep 2013, 12:27 pm by Jim Meyers
  While some of the SEC’s enforcement program going forward will involve a continuation and reinforcement of efforts begun during the administration of former Chair Mary Schapiro and former Enforcement Director Robert Khuzami, much of it will entail new initiatives. [read post]
10 Mar 2008, 6:25 am
As Raz, Horwitz, Robert Schapiro, and others have noted, this means that the decisionmaker must adopt others' decisions that the decisionmaker thinks are incorrect on their merits, trusting in the superior expertise of the authoritative decisionmaker. [read post]
29 Dec 2011, 10:27 am by William McGrath
The Director of the Division of Enforcement, Robert Khuzami, was formerly was with the U.S. [read post]
10 Nov 2020, 7:19 am by John Jascob
Lee also has suggested how the SEC could pursue regulations with a greater mix of prescriptive and principles-based requirements, an issue she debated in an extended colloquy with Republican Commissioner Hester Peirce at the end of the Commission’s open meeting to adopt further revisions to Regulation S-K in August 2020.Former Commissioner Robert Jackson, Jr. could be another potential candidate. [read post]
24 Oct 2012, 12:00 am by My name
Schapiro, pushed for the elimination of flash orders back in late 2009. [read post]
15 Dec 2011, 7:40 am by William McGrath
As described here, Robert Khuzami, the SEC Director of the Division of Enforcement, issued a statement that day (available here) claiming that Judge Rakoff "ignore[d] decades of established practice throughout federal agencies and decisions of the federal courts." [read post]
In our 2009 “Mid-Year Review of SEC Enforcement,” we reviewed the transformation that had begun in 2009 at the SEC’s Division of Enforcement under the agency’s new Chairman, Mary Schapiro, and the Division’s new Director, Robert Khuzami, as well as the measurable increase in enforcement activity that had resulted. [read post]
2 Aug 2011, 9:59 am by Sam E. Antar
After almost two years of investigation by the Securities and Exchange Commission, Overstock.com (NASDAQ: OSTK), also known as O.co, faces a possible enforcement action and sanctions arising from certain accounting violations reported in this blog. [read post]
6 Sep 2012, 1:53 am by Kevin LaCroix
Every fall since I first started writing this blog, I have assembled a list of the current hot topics in the world of directors’ and officers’ liability. [read post]
14 Mar 2012, 9:10 am by velvel
Even Chairman, Chairwoman Mary Schapiro expressed surprise as the initiation of the baseless lawsuit. [read post]