Search for: "Robert Schapiro"
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22 Aug 2012, 3:53 pm
The SEC’s Director of Enforcement Robert Khuzami said “the whistleblower provided the exact kind of information and cooperation that [the Commission] was hoping the whistleblower program would attract. [read post]
28 Apr 2012, 2:00 am
Most important is that the law school is at the beginning of a promising era, with the appointment of Robert Schapiro as Dean, which has generated much excitement on campus. [read post]
16 Jun 2011, 2:38 pm
Robert Khuzami, the SEC director of enforcement, said in a letter to Sen. [read post]
19 May 2011, 4:28 am
Aguilar typically sides with Chairman Mary Schapiro and Commissioner Elisse Walter, who occupy the other two Democratic seats. [read post]
27 Apr 2012, 11:29 am
Most important is that the law school is at the beginning of a promising era, with the appointment of Robert Schapiro as Dean, which has generated much excitement on campus. [read post]
16 Jun 2011, 2:38 pm
Robert Khuzami, the SEC director of enforcement, said in a letter to Sen. [read post]
23 Apr 2012, 11:50 am
Wadhwa faced, as well as detailing how things have changed in recent years (particularly with the appointments of Mary Schapiro and Robert Khuzami). [read post]
3 Dec 2009, 7:08 am
Schwartz, Gerard Citera, and Robert L.D. [read post]
18 Jul 2009, 7:31 am
New Director of Enforcement Division and More Changes In February, Chairman Schapiro announced the appointment of Robert Khuzami, a former federal prosecutor and investment bank general counsel, as the new Director of the Division of Enforcement. [read post]
28 May 2009, 6:17 am
Chairman Mary Schapiro and Director of Enforcement Robert Khuzami have focused on speeding up the process of conducting investigations and bringing cases. [read post]
1 Jun 2011, 7:45 am
According to Chairman Schapiro, this change was made to address concerns that the proposed rules “sought to exclude too many important, potential whistleblowers. [read post]
2 Jun 2011, 7:33 am
” “I believe that the final recommendation strikes the correct balance,” SEC Chairman Mary Schapiro said. [read post]
6 Apr 2018, 6:29 am
Robert Khuzami was named Enforcement Director in March 2009, only a few months after Bernard Madoff’s Ponzi scheme had been revealed. [read post]
29 Jun 2011, 5:34 am
More Data to Public At the June 22 open meeting, SEC Chairman Mary Schapiro said the new rules will fill a key regulatory gap by allowing the SEC and investors insight into the formerly opaque world of hedge and private equity funds. [read post]
13 Apr 2011, 3:16 pm
Robert Brown, a securities law professor at the University of Denver. [read post]
17 Jul 2012, 10:34 am
McPherson, Schapiro, and Winston, Paying the Piper: Productivity, Incentives, and Financing in U.S. [read post]
27 Oct 2008, 9:00 pm
Artist Talk Meet at the entrance to Robert E. [read post]
24 Feb 2010, 5:06 pm
Robert Cook, Director of the Division of Trading and Markets, said that this part of the rule is intended to boost investor confidence by assuring them that sales are being made by investors taking a long view of a company’s fundamentals.SEC Chair Mary Schapiro acknowledged that short selling can have a beneficial impact on the market. [read post]
6 Jul 2010, 9:28 am
"It's the kind of claim you almost have to be a lawyer to make it sound even plausible," said Robert Schapiro, a professor of constitutional law at Emory Law School. [read post]
18 Aug 2010, 4:53 pm
In a letter to SEC Chair Mary Schapiro, the senators also urged the Commission to require companies to explicitly justify why they have not brought those liabilities onto the balance sheet. [read post]
