Search for: "SEC v. National Securities, Inc."
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15 Mar 2012, 9:53 am
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC v. [read post]
22 Apr 2024, 2:04 pm
Basic Inc. v. [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
1 Feb 2010, 6:36 am
Khuzami announced plans to create five specialized units dedicated to particular areas of the securities industry and securities law. [read post]
24 Jan 2020, 5:00 am
Petitioner Dennis Malouf is the former CEO and majority owner of an investment adviser, UASNM, Inc. [read post]
2 Aug 2011, 2:00 am
John Fund, Inc. v. [read post]
10 Jul 2018, 3:57 am
Enforcement SEC Takes Civil Actions Against Fraudulent ICO On April 2, 2018, the SEC filed a complaint in the United States District Court for the Southern District of New York against Centra Tech., Inc. [read post]
24 Oct 2018, 4:33 pm
Given the SEC’s expertise, wherewithal, creativity and specialized resources to prosecute any kind of securities fraud, the SEC, not surprisingly, led the charge. [read post]
2 Oct 2017, 4:50 pm
2005: SEC v. [read post]
15 Sep 2011, 8:44 am
Business Roundtable v. [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
19 May 2016, 2:33 pm
[vii] CSC entered into a contract with the United Kingdom’s National Health Service (“NHS”) to build an electronic patient-record system. [read post]
14 Jan 2013, 6:02 am
Department of Defense to release graphic photos of the slain Al Qaeda leader Osama bin Laden.In a 29-page Memorandum of Decision last year in Judicial Watch, Inc. v. [read post]
3 Jun 2015, 10:23 am
The DOJ’s antitrust probe came to light in mid-May after United Artists Theatre Circuit Inc., a subsidiary of Regal Entertainment Group, announced in its own SEC filing that the DOJ is investigating potential Sherman Act violations by Regal, AMC, and Cinemark Holdings Inc., which together make up the nation’s three largest movie theater chains. [read post]
5 Jul 2007, 11:57 am
Scientific-Atlanta, Inc. [read post]
8 Jun 2022, 9:01 pm
National Best Bid and Offer Next, I’d like to discuss the National Best Bid and Offer (NBBO). [read post]
6 Jun 2024, 2:03 pm
Facebook v. [read post]
4 May 2022, 9:01 pm
Last month, Judge Green of the Los Angeles County Superior Court in Crest v. [read post]
6 Sep 2012, 5:00 am
The Securities and Exchange Commission (“SEC”) conducted a review of the proxy that Chesapeake then finalized. [read post]
