Search for: "Scott Morgan" Results 101 - 120 of 677
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9 Feb 2018, 12:53 pm by Andrew Stoltmann
He is currently registered with Janney Montgomery Scott in Saratoga Springs, and has been since September 2015. [read post]
9 Jul 2018, 12:46 pm by Silver Law Group
According to FINRA Disciplinary actions for June 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Mona Ali   JP Morgan Securities   Bobbie Jo Bressler   Farmers Financial Solutions, LLC   State Farm VP Management Corp   Jeffrey Scott… [read post]
25 Feb 2010, 1:53 pm by Greg Engle
Congressman Bobby Scott (D-VA-03) convened a hearing last Tuesday, Feb. 23, in response to the BJS Study that found Virginia had troubling levels of sexual abuse in detention facilities. [read post]
6 Sep 2013, 12:15 pm by Ailyn Cabico
SPEAKERS Scott Darling, Vice President and General Counsel, Trulia John Kelm, Audit Partner, Deloitte and Touche LLP Sri Kosaraju, Managing Director, Equity Capital Markets, J.P. [read post]
29 Jul 2020, 12:44 pm by Silver Law Group
Morgan Securities LLC   David Cannata   Craig Scott Capital, LLC   Brookstone Securities, Inc. [read post]
15 Sep 2020, 1:11 pm by Silver Law Group
Apostolos Pitsironis (CRD#: 2804907) is a former registered broker and investment advisor whose last employer was Janney Montgomery Scott LLC (CRD#:463) of Montgomery, NY. [read post]
31 Mar 2010, 3:51 am by SHG
  They've released their newest video, 10 Rules for Dealing with Police, narrated by Baltimore criminal defense lawyer Billy Murphy, Jr. and produced by Steven Silverman and Scott Morgan. [read post]
18 Jan 2008, 2:34 am
Morgan, Assistant Appellate Counsel. [read post]
18 Jan 2008, 2:34 am
Morgan, Assistant Appellate Counsel. [read post]
17 May 2010, 11:10 am by law shucks
On March 23, Hedge granted a motion to intervene from BDO’s former general counsel, Scott Univer, who is being represented by Bingham McCutchen in the malpractice case. [read post]
26 Aug 2020, 9:13 am by Silver Law Group
If you have investment losses with Michael Carter or Morgan Stanley, contact Scott Silver of the Silver Law Group at ssilver@silverlaw.com or toll free at (800) 975-4345 for a no-cost consultation to discuss recovering your losses. [read post]
19 Apr 2019, 5:39 am by Silver Law Group
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Barrera, Cynthia   Morgan Stanley Smith Barney   Merrill Lynch, Pierce, Fenner & Smith   Beyn, Edward   Rothchild Lieberman LLC   Craig Scott Capital   Blanchard, Keith   Waddell & Reed   Block,… [read post]
3 Sep 2020, 8:21 am by Silver Law Group
  Cindy Fuzie   Morgan Stanley   MML Investors Services, LLC   Michael Garris   Wells Fargo Clearing Services, LLC   Morgan Stanley Smith Barney   Rajesh Gupta   Morgan Stanley Smith Barney   JP Morgan Securities LLC   James McEnerney, Jr. [read post]
11 Oct 2011, 10:13 pm by Walter Olson
After President Obama’s Orlando photo-op with construction workers came the high-ticket fundraiser at the home of med-mal titan John Morgan [Orlando Sentinel] “Lawyer Sues Facebook, Says Tracking Cookie Violates Wiretap Laws” [ABA Journal] The bone-marrow bounty that could save a life — and the law that gets in the way [Virginia Postrel] New coalition to repeal New York’s unfair Scaffold Law; “How the FDA Could Cost You Your Life”… [read post]
26 Apr 2015, 6:06 am by Lawrence B. Ebert
 Fourth, Scott Simon on cowboy cooking. [read post]
24 Jun 2020, 9:00 am by Andrew B. Lustigman
Advertising, Marketing & Promotions practice chair Andrew Lustigman, Intellectual Property/Privacy partner Mary Grieco, AMP partner Scott Shaffer, and associate Morgan Spina authored four Guidance Notes on direct marketing in California recently published in the prestigious OneTrust DataGuidance (subscription required). [read post]
17 Dec 2020, 11:35 am by Astarita
A former South Florida Morgan Stanley Smith Barney broker’s decision to blow the whistle on alleged misconduct has resulted in an almost $1.8 million award from the Securities and Exchange Commission, which said the complaint helped uncover crucial evidence and claw back millions for investors.Represented by James Sallah of Sallah Astarita & Cox, LLC and Scott Silver of Silver Law Group the complaint revolved around a foreign currency trading program called “CitiFX… [read post]