Search for: "Working Group on Securities Disclosure Authority" Results 101 - 120 of 2,593
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25 Jan 2024, 6:06 pm by The White Law Group
Private REITs are not subject to the same disclosure requirements as public non-traded RE [read post]
25 Jan 2024, 4:00 pm by Rob Robinson
Content Assessment: Vendor Voices in eDiscovery: From Mobile Collections and MEDAL to Announcements and Acquisitions Information - 92% Insight - 90% Relevance - 94% Objectivity - 88% Authority - 92% 91% Excellent A short percentage-based assessment of the… [read post]
24 Jan 2024, 9:01 pm by renholding
The Commission lacks statutory authority to outright ban making investments in SPACs or becoming a reporting company via a de-SPAC transaction. [read post]
The UN Human Rights Council’s Universal Periodic Review (UPR) Working Group examined the human rights record of China, one of the 14 states reviewed during this year’s session, for the fourth time on Tuesday in a meeting at Geneva. [read post]
24 Jan 2024, 1:47 pm by The White Law Group
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
24 Jan 2024, 1:37 pm by The White Law Group
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
23 Jan 2024, 2:04 pm by Cynthia Marcotte Stamer
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy If you or someone else you know would like to receive future updates about developments on these and other concerns, please be sure that we have your current contact information including your preferred e-mail by creating your profile here. [read post]
16 Jan 2024, 1:19 pm by Kevin LaCroix
I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. [read post]
9 Jan 2024, 6:47 am by Dan Bressler
” “FARA mandates foreign principals and their advisers make disclosures when engaging in certain activities designed to influence the US government. [read post]
8 Jan 2024, 2:10 pm by Cynthia Marcotte Stamer
For example, even if the Right of Access Rule does not require disclosure of protected health information because it is not considered part of a designated record set, a health plan still be required to disclose the record if required by the adverse benefit determination rules of the Patient Protection and Affordable Care Act (“ACA”), claims and appeals rules of the Employee Retirement Income Security Act or other applicable law, regulation or another law. [read post]
4 Jan 2024, 10:56 am by The White Law Group
  When brokers abuse client accounts and conduct transactions that violate securities laws, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
3 Jan 2024, 9:01 pm by renholding
Significantly, a working capital statement will no longer be needed. [read post]
2 Jan 2024, 12:56 pm by Kevin LaCroix
The 29 securities suits against companies in the this SIC group represented about 13.7% of all of the federal court securities class action lawsuits filed in 2023. [read post]
2 Jan 2024, 11:26 am by The White Law Group
  Working under the supervision of the Securities Exchange Commission, FINRA: Writes and enforces rules governing the ethical activities of all registered broker-dealer firms and registered brokers in the U.S. [read post]
28 Dec 2023, 9:05 pm by Noah Brown
The order will remain in place while abortion rights groups proceed with their lawsuit, in which they argue that Texas abortion laws violate their right to free speech and free travel. [read post]