Search for: "State v. Investors Security Corporation"
Results 1181 - 1200
of 1,360
Sorted by Relevance
|
Sort by Date
22 Mar 2022, 3:19 am
Lehmann: Locating Financial Loss and Collective Actions in Case of Defective Investor Information: The CJEU’s Judgment in VEB v BP For the first time, the CJEU has ruled in VEB v BP on the court competent for deciding liability suits regarding misinformation on the secondary securities market. [read post]
9 Jan 2023, 4:38 am
Under the New York State Constitution, only the Supreme Court has jurisdiction to order dissolution of a marriage. [read post]
2 May 2011, 8:12 am
On March 30, 2011, the SEC proposed rules that would require U.S. stock exchanges to adopt new corporate governance requirements for compensation committees of listed issuers of equity securities. [read post]
3 Oct 2023, 9:01 pm
July 5, 2023, settled) The SEC settled claims with a Utah-based molecular diagnostic company, its CEO and its Head of Corporate Communications and Investor Relations (HCCIR) for issuing two allegedly misleading press releases in advance of a securities offering. [read post]
1 Aug 2011, 5:41 am
This essay explores the possible dual readings of AT&T v. [read post]
14 Mar 2016, 2:56 am
However, Carlson, on behalf of himself, recruited Donald Imdieke and Mike Froseth, non-bank customers, as investors, who provided $80,000 and $405,000 check that were made payable to Avon State Bank. [read post]
16 Sep 2010, 7:06 pm
LARACH and GREAT AMERICAN CORPORATION, Plaintiff, v. [read post]
3 Nov 2016, 9:30 pm
Supreme Court will hear oral argument in Gloucester County School Board v. [read post]
22 Oct 2010, 6:17 pm
(US v. [read post]
14 Oct 2008, 9:00 am
Here's what happens if a shifty promoter tries to skirt securities exchange regulations protecting investors, as per 15 USCS § 78cc: (a) Waiver provisions. [read post]
1 Apr 2008, 7:26 am
Fannie Mae and Freddie Mac are the two biggest home mortgage investing companies in the United States.[8] The two government-sponsored enterprises (GSEs) are privately-owned corporations authorized to make loans and loan guarantees.[9] The two giants operate in American's secondary mortgage market to ensure that mortgage bankers and other lenders have enough funds to lend to home buyers at lower rates.[10] The GSEs purchase… [read post]
24 Aug 2023, 9:05 pm
Court of Appeals for the Federal Circuit’s decision in Royal Brush Manufacturing v. [read post]
10 Sep 2019, 5:14 am
” Part and parcel of this is considering the differing obligations that the adviser may have as to voting the same security for different clients or different types of clients (such as mutual funds, pooled investment vehicles, and individual investors). [read post]
4 Jun 2016, 8:23 am
State of Delaware as a guide when determining the presence of “excessive” restrictions. [read post]
28 Nov 2011, 8:57 pm
It was Corzine's stated goal to transform MF Global from a commodity broker into an investment bank with a large proprietary trading operation similar to the one Corzine ran at Goldman in the 1990s. [read post]
11 Dec 2008, 2:00 pm
" Vice Chancellor Donald Parsons, Jr.: "Delaware decisions like Caremark and Stone v. [read post]
31 Mar 2008, 3:55 pm
In a prominent insider trading case, Dirks v. [read post]
15 Mar 2011, 12:04 pm
The order instituting proceedings against Gupta further alleges that he stood to profit from these trades because he was an investor in Galleon funds. [read post]
14 Oct 2008, 5:55 pm
For instance, because of the collapse of the short term debt market, the New York Jets, Giants, and Dallas Cowboys' debt costs have increased substantially. [20] The problem is that a large portion of the clubs' debts are auction rate securities. [21] Auction rate securities are long term securities that banks hold weekly or monthly auctions to set their rates and give the holders, usually corporations or wealthy individuals, the option to sell the… [read post]
22 Jul 2011, 7:37 pm
SEC and in Chamber of Commerce v. [read post]
