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18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
1 Apr 2010, 12:53 pm
. $200,000 for violating pattern day trading margin rules and for extending credit to customers in violation of federal securities laws and banking regulations. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
7 Apr 2012, 8:00 am
The bank also would like any customers or businesses affected by the tornados contact their nearest Wells Fargo branch to discuss options. [read post]
17 Jan 2008, 6:50 am
Tom Peters has a fascinating little post on his blog about the Big Red Button of Customer Service at Commerce Bank. [read post]
10 Apr 2011, 2:24 am
Royal Bank of Scotland offering legal services Last week, the Royal Bank of Scotland (RBS) launched a product that will provide legal documentation and advice to its small business customers. [read post]
10 Apr 2011, 2:24 am
Royal Bank of Scotland offering legal services Last week, the Royal Bank of Scotland (RBS) launched a product that will provide legal documentation and advice to its small business customers. [read post]
24 Apr 2012, 10:48 am
Banks and non-banks often hire service providers to handle customer service issues, operate call centers, handle data, and process credit cards. [read post]
3 Oct 2011, 2:32 pm
But if BofA keeps its customers despite charging the fee, surely other banks will start charging such fees, because they can do so without losing customers (whether or not they have to). [read post]
31 Jul 2019, 10:49 am
In a unanimous ruling, which is under seal, the circuit panel rejected the banks’ arguments that Chinese banking privacy rules and other laws require that requests for customer records in U.S. criminal inquiries be made through a legal assistance agreement between the two countries. [read post]
31 Jul 2019, 10:49 am
In a unanimous ruling, which is under seal, the circuit panel rejected the banks’ arguments that Chinese banking privacy rules and other laws require that requests for customer records in U.S. criminal inquiries be made through a legal assistance agreement between the two countries. [read post]
21 Apr 2015, 2:20 pm
Arguably, the 'cobbling together' of old parts and the addition of new, has been the cause of a number of high profile failures in customer-facing systems in recent times. [read post]
23 Jan 2014, 11:15 am
So, preventing banks from taking unreasonable risk with customer money, isn’t this a good thing? [read post]
26 Mar 2012, 5:25 am
Coutts, which is part of the nationalized Royal Bank of Scotland, had not applied rigorous controls when dealing with so-called high-risk customers, the Financial Services Authority said. [read post]
15 Jul 2010, 12:50 pm
JPMorgan Chase acknowledged that new rules passed last year curbing the banks' ability to charge its banking and credit card customers certain fees and penalties would cut into its bottom line more than it had expected. [read post]
24 Jul 2008, 10:20 pm
THIS IS COMFORTING: "More than three-quarters of bank Web sites have design flaws that could expose bank customers to financial loss or identity theft, according to a University of Michigan study that will be presented this week at the Symposium on Usable Security and Privacy. [read post]
22 Sep 2020, 10:00 pm
On the heels of an interpretive letter allowing national banks and federal savings associations (FSAs) to provide cryptocurrency custody services to customers (see our LawFlash), the US Office of the Comptroller of the Currency (OCC) issued another interpretive letter on September 21 clarifying that national banks and FSAs are authorized to hold stablecoin reserves. [read post]
5 Jul 2007, 1:31 am
“The battle over bank charges entered a new phase yesterday after 37 customers had their cases settled out of court in their favour and a judge ordered banks to come clean over the true cost of the charges. [read post]
