Search for: "Customer's Bank"
Results 1321 - 1340
of 15,146
Sorted by Relevance
|
Sort by Date
9 Mar 2010, 5:55 pm
They are supposed to "know their customers" under the qualified intermediary agreements. [read post]
20 Dec 2013, 6:57 am
Under Deutsche Bank Securities’ enhanced lending program, which involves mostly hedge fund customers, the firm apparently arranges for its London affiliate, Deutsche Bank AG London (DBL), to lend cash and securities to Deutsche Bank Securities’ customers. [read post]
28 Jun 2018, 6:33 am
Among other things the review has shown that most current account customers contribute to their banks’ profits but a small proportion pay significantly more than others. [read post]
8 Apr 2009, 9:26 am
The article begins: While hearing a giant class action lawsuit against Bank of America Corp. over how it charges bank fees, several California Supreme Court justices suggested Tuesday that upholding a $1 billion dollar verdict against the bank could do more harm than good to the elderly and disabled customers bringing the suit. [read post]
16 May 2016, 8:17 am
The final rule under the Bank Secrecy Act was published in the Federal Register on May 11, 2016 and becomes effective July 11, 2016. [read post]
6 Apr 2011, 2:39 pm
The scheme involved using spam e-mails to obtain bank account information from customers. [read post]
23 Oct 2019, 5:14 pm
In addition, banks must have compliance programs including “know your customer” practices. [read post]
11 Mar 2018, 10:04 pm
It said it wanted to remind customers to always confirm bank details with their solicitor in person or over the phone before sending any money. [read post]
1 Aug 2007, 12:15 pm
Posted by Jeff Lipshaw I'm not going to identify the bank because I suppose it's possible we will still have an amicable resolution of this terribly trivial but annoying little problem of a $67.65 finance charge on a credit card.... [read post]
12 Feb 2007, 11:09 am
Security has been a major concern for many customers as identity theft has become more common. [read post]
11 Jun 2012, 6:25 pm
The indictment alleges that Elias collected personal information from bank customers, although it is not entirely clear how. [read post]
29 Jan 2015, 6:18 pm
In what seems to be a retreat from its Operation Choke Point initiative, the FDIC has announced new regulatory guidance that instructs banks to judge their relationships with their customers on a case-by-case basis, rather than refusing to provide banking services to entire categories of industries. [read post]
23 Aug 2020, 9:48 am
One way FIUs follow a money trail is by collecting suspicious activity reports from banks about bank customers. [read post]
12 Apr 2019, 6:05 am
While the banks have largely not provided data portability to their customers, millions of Canadians already provide their banking data to third parties, who frequently use screen scraping to gain access to the banking information. [read post]
6 Mar 2018, 8:24 am
The FCA encourages firms to familiarise themselves with the Parliamentary Commission on Banking Standards’ recommendations about testing customer understanding, which the FCA has responded to, as well as its thematic review on customer understanding (our blog is here). [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
