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2 Feb 2016, 3:28 am by Broc Romanek
If so, watch the new FX show called “Baskets” with Zach Galifianakis, co-created by Louis C.K. and Zach… – Broc Romanek [read post]
20 May 2016, 3:28 am by Broc Romanek
SEC Commissioners: Two Nominees Passed By Committee (But Still Might Not Be Confirmed) Yesterday, as noted in WSJ article, the Senate Banking Committee approved of the two SEC Commissioner nominees – Lisa Fairfax and Hester Peirce – by a voice vote about six weeks after their hearing was suddenly curtailed, but there still could be trouble in obtaining confirmation on the Senate floor, according to the article… – Broc Romanek [read post]
26 Oct 2015, 4:05 am by Broc Romanek
Meanwhile, two House Committee Chairs sent this letter to SEC Chair White recently asking her to not conduct any rulemaking in the disclosure of political spending area… – Broc Romanek [read post]
11 Apr 2016, 3:47 am by Broc Romanek
As noted in this alert, this doesn’t impact the Form SDs being prepared now and Corp Fin’s April ’14 guidance remains as the last word… PCAOB: Updated Standard-Setting Agenda Last week, the PCAOB posted an updated standard-setting agenda that outlines milestones on various standard-setting projects… – Broc Romanek [read post]
26 Feb 2015, 3:55 am by Broc Romanek
I’ve blogged before about concerns over ETFs – and whether they are turning the stock markets into more of a casino… – Broc Romanek [read post]
7 Jan 2016, 3:22 am by Broc Romanek
Sound advice from Keith Bishop in this blog – perhaps a little late now that the holiday party circuit is over… – Broc Romanek [read post]
26 Aug 2011, 4:17 am by Broc Romanek
Please take a moment for this anonymous poll:Online Surveys & Market Research - Broc Romanek [read post]
16 Oct 2018, 3:21 am by Broc Romanek
As detailed in this blog by John Stark, perhaps that will change due to the circumstances involving a data breach at Google… – Broc Romanek [read post]
7 Jul 2009, 5:09 am
- Outside Counsel Take Note: In-House Lawyers Want Predictability - Broc Romanek [read post]
17 Sep 2009, 4:13 am
- Rule 10b5-1 Plans: Still a Good Idea - Nearly Complete: The Transition to a Paperless Stock Certificate World - Broc Romanek [read post]