Search for: "COOPER INDUSTRIES INC"
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28 Feb 2023, 7:41 am
Mark Boucher Strategic Wealth Advisor Group Services Inc. [read post]
28 Feb 2023, 7:11 am
Mutual Trusdt Co. of America Securities Seymour Cohen Wilmington Capital Securities, LLC Clark Dodge & Co., Inc. [read post]
28 Feb 2023, 6:46 am
J.P Turner & Company, LLC Mark Miranda Spartan Capital Securities, LLVC Network 1 Financial Securities Inc Patrick Thayer LPL Financial LLC Parkland Securities, LLC Brian Wurdemann RBC Capital Markets, LLC UBS Financial Services Inc. [read post]
24 Feb 2023, 12:58 pm
In the absence of any aggravating factor, the VSD policy calls for the USAG “significant benefits” to a corporation that voluntarily self-discloses criminal conduct committed by its employee or agent in accordance with the VSD policy, fully meets the other requirements of the VSD policy, fully cooperates and timely and appropriately remediates the criminal conduct including agreeing to pay all disgorgement, forfeiture, and restitution resulting from the misconduct. [read post]
23 Feb 2023, 9:01 pm
Across the board, our resolutions required these companies to cooperate and implement appropriate and effective compliance improvements to course-correct. [read post]
22 Feb 2023, 1:07 pm
What we do know comes mostly from self-reporting, industry reports, and journalists. [read post]
15 Feb 2023, 10:26 am
Stamer or her health industry and other experience and involvements, see www.cynthiastamer.com or contact Ms. [read post]
14 Feb 2023, 9:05 pm
In a recent case, the Securities and Exchange Commission (SEC) pursued an unconventional form of insider trading involving Medivation Inc., an oncology-focused biopharmaceutical firm and one of its former, senior executives. [read post]
5 Feb 2023, 3:10 pm
Industry Expert Article* Navigating International Discovery Restrictions: Seven Recommendations By David Moncure, Noah Miller, and Ashish Prasad Cross-border discovery exercises can often prove daunting for counsel, particularly where foreign legal procedures or requirements differ greatly from established U.S. discovery practices. [read post]
4 Feb 2023, 3:20 am
Renegotiating and enhancing service provider agreements to detail the specific compliance, audit, oversight and reporting rights, workforce and vendor credentialing and access control, indemnification, insurance, cooperation and other rights and responsibilities of all entities and individuals that use, access or disclose, or provide systems, software or other services or tools that could impact on security; to clarify the respective rights, procedures and responsibilities of each party in… [read post]
1 Feb 2023, 9:01 pm
Sponsored by Ecolab Inc. [read post]
22 Jan 2023, 6:59 pm
By: Francis G.X. [read post]
20 Jan 2023, 2:21 pm
(credit: CSPAN) Infamous ex-pharmaceutical executive Martin Shkreli is yet again in trouble with the Federal Trade Commission, which announced today that the convicted fraudster has failed to cooperate with the commission's investigation into whether he violated his lifetime ban from the pharmaceutical industry by starting a company last year called "Druglike, Inc. [read post]
15 Jan 2023, 2:35 pm
Industry Expert Article* Cooperation Standards in Government Investigations: Practical Tips By Owen Russell, Giel Stein, Ashish Prasad, and Michael Sarlo Cooperation with law enforcement is a strategy that every corporation involved in a government investigation must consider. [read post]
13 Jan 2023, 3:00 am
Less well known is Blashaw is paid by a fossil fuel industry group that has been running a furtive campaign against government efforts to move heating toward electricity made from cleaner sources. [read post]
11 Jan 2023, 9:51 am
By Atreya Mathur “By far, the greatest danger of Artificial Intelligence is that people conclude too early that they understand it. [read post]
30 Dec 2022, 8:04 am
James Kirschner Cetera Advisors LLC Ameriprise Financial Services, Inc. [read post]
30 Dec 2022, 7:37 am
Morgan Securities LLC Ameriprise Financial Services, Inc. [read post]
30 Dec 2022, 7:14 am
Pamelia Owensby UBS Financial Services Inc. [read post]
16 Dec 2022, 10:47 am
” The Financial Industry Regulatory Authority Inc. [read post]