Search for: "Matter of NMS" Results 121 - 140 of 393
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8 Jan 2021, 9:46 am by Monica Williamson
Pueblo of Isleta Associate General Counsel, Isleta, NM. [read post]
5 Jan 2021, 11:32 am by Silver Law Group
Upon receipt of the Form U5, FINRA began its own investigation into the matter and found that Engelmann twice made loans with firm customers. [read post]
23 Oct 2020, 3:00 am by Jim Sedor
National/Federal Back from the Supreme Court, House Pushes DC Circuit for Trump Financials Courthouse News Service – Megan Mineiro | Published: 10/20/2020 A three-judge panel on the District of Columbia Circuit Court of Appeals indicated there is little need for a swift ruling in the legal battle over access to President Trump’s financial records The panel previously upheld the subpoena brought by the House but considered the case for the second time after the U.S. [read post]
9 Oct 2020, 7:54 am by John Jascob
In particular, the SROs propose that the following actions of the company be subject to a majority vote of only the members: (1) the selection of officers other than the chair and secretary, if needed; and (2) certain decisions related to indemnification, dissolution, and tax-related matters. [read post]
25 Sep 2020, 3:00 am by Jim Sedor
National/Federal Behind Trump’s Turkish ‘Bromance’: Lev Parnas, oligarchs and a lucrative lobbying deal NBC News – Aubrey Belford, Adam Klasfeld, Andrew Lehren, and Dan De Luce | Published: 9/22/2020 On January 19, 2017, Turkey’s foreign minister, Mevlüt Çavusoglu, sat down with Brian Ballard, a well-connected lobbyist serving as vice chair of Donald Trump’s inaugural committee. [read post]
3 Sep 2020, 2:05 pm by David Post
The NPV statute has been enacted into law in 16 jurisdictions, accounting cumulatively for 196 electoral votes (CA, CO, CT, DC, DE, HI, IL, MA, MD, NJ, NM, NY, OR, RI, VT, WA), leaving it 74 electoral votes short of the trigger. [read post]
21 Aug 2020, 9:30 am by Monica Williamson
The Mescalero Apache Tribe Chief Judge, Mescalero is located in southcentral New Mexico (2 hours north of El Paso, TX and 3 hours south of Albuquerque, NM). [read post]
21 Aug 2020, 12:18 am
Edward Jones Wins TRO Against Former Employee in Solicitation and Trade Secrets Case ( Blog)SEC Proposes Data Security Enhancements to the CAT NMS Plan (SEC Release)Update on the Consolidated Audit Trail: Data Security and Implementation Progress (SEC Release)Statement on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail to Enhance Data Security (SEC Commissioner Peirce)Rep Fined and Suspended by FINRA for Alterations on… [read post]
26 Jun 2020, 1:32 pm by Monica Williamson
Western Environmental Law Center (WELC) Staff Attorney, Taos, NM or Santa Fe, NM. [read post]
12 Jun 2020, 9:45 am by Monica Williamson
New Mexico Legal Aid Native American Program Managing Attorney, Santa Ana Pueblo, NM. [read post]
5 Jun 2020, 2:28 pm by Monica Williamson
  New Mexico Legal Aid  Managing Attorney, Santa Ana Pueblo, NM. [read post]
8 May 2020, 2:58 pm by Monica Williamson
Water Protector Legal Collective Staff Attorney, Albuquerque, NM. [read post]
1 May 2020, 12:31 pm by Monica Williamson
New Mexico Legal Aid Staff Attorney, Gallup, NM. [read post]
19 Apr 2020, 11:07 am by Giles Peaker
A non-molestation order (“the First NM Order”) was made against C on 6 May 2015 for a period of 12 months. [read post]