Search for: "SEC v. National Securities, Inc."
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24 Oct 2018, 4:33 pm
Given the SEC’s expertise, wherewithal, creativity and specialized resources to prosecute any kind of securities fraud, the SEC, not surprisingly, led the charge. [read post]
2 Oct 2017, 4:50 pm
2005: SEC v. [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
15 Sep 2011, 8:44 am
Business Roundtable v. [read post]
19 May 2016, 2:33 pm
[vii] CSC entered into a contract with the United Kingdom’s National Health Service (“NHS”) to build an electronic patient-record system. [read post]
14 Jan 2013, 6:02 am
Department of Defense to release graphic photos of the slain Al Qaeda leader Osama bin Laden.In a 29-page Memorandum of Decision last year in Judicial Watch, Inc. v. [read post]
3 Jun 2015, 10:23 am
The DOJ’s antitrust probe came to light in mid-May after United Artists Theatre Circuit Inc., a subsidiary of Regal Entertainment Group, announced in its own SEC filing that the DOJ is investigating potential Sherman Act violations by Regal, AMC, and Cinemark Holdings Inc., which together make up the nation’s three largest movie theater chains. [read post]
5 Jul 2007, 11:57 am
Scientific-Atlanta, Inc. [read post]
6 Jun 2024, 2:03 pm
Facebook v. [read post]
8 Jun 2022, 9:01 pm
National Best Bid and Offer Next, I’d like to discuss the National Best Bid and Offer (NBBO). [read post]
4 May 2022, 9:01 pm
Last month, Judge Green of the Los Angeles County Superior Court in Crest v. [read post]
6 Sep 2012, 5:00 am
The Securities and Exchange Commission (“SEC”) conducted a review of the proxy that Chesapeake then finalized. [read post]
16 Jun 2016, 2:48 pm
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
20 Oct 2013, 4:33 pm
UBS Puerto Rico Fixed Income Fund V, Inc. [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
29 Nov 2017, 8:42 am
Neo@Ogilvy LLC, WPP Group USA, Inc. [read post]
16 Feb 2021, 2:23 pm
See Omnicare, Inc. v. [read post]
4 Dec 2009, 12:29 pm
III, IV, V and/or VI. [read post]
4 Jun 2009, 12:57 pm
CME Group Inc. v. [read post]