Search for: "Securities & Exchange Commission v. Topping"
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4 Oct 2021, 2:32 pm
Securities and Exchange Commission (“SEC”) recently assessed Pearson plc (“Pearson”) with a $1 million penalty for allegedly making material statements and omissions concerning its disclosure of a cybersecurity breach. [read post]
1 Oct 2021, 4:00 am
“Not since Bush v. [read post]
27 Aug 2021, 4:30 pm
Otto v. [read post]
13 Jul 2021, 5:30 am
Securities and Exchange Commission (SEC) fines and shareholder lawsuits, and get the PR crisis folks working overtime on explaining this mess to employees and shareholders. [read post]
9 Jul 2021, 7:07 am
The exchanges had filed a challenge to the plans 65 days after the Commission’s action, falling outside of the Exchange Act’s deadline of 60 days for challenging Commission orders. [read post]
2 Jul 2021, 8:06 am
It is listed on the Korea Stock Exchange. [read post]
9 Jun 2021, 8:28 am
It ought not to escape attention that the Senate passage of the bull tool place the day after the CECC issued a public statement condemning Apple's operations in China as in contravention of the moral position and the political principles of the United States (Public Pressure on Private Conduct in Defense of Liberal Democratic Values: Congressional-Executive Commission on China Chairs Issue Statement about Forced Labor in Apple’s Supply Chain in Xinjiang). [read post]
14 May 2021, 7:51 am
The Commerce Commission will also be given powers to regulate and monitor the retail payments system. [read post]
27 Apr 2021, 8:28 am
Securities and Exchange Commission (SEC) prosecutors. [read post]
19 Apr 2021, 9:22 am
In SEC v. [read post]
16 Apr 2021, 8:43 am
A National Security Council spokeswoman did not reply to a request for comment. . . . [read post]
10 Feb 2021, 10:55 am
Securities and Exchange Commission to settle allegations that it made misleading disclosures last spring about the impact of the pandemic on its business operations and finances. [read post]
4 Jan 2021, 1:26 pm
I have set out below the Top Ten D&O Stories of 2020, with a focus on the future implications. [read post]
22 Dec 2020, 7:08 pm
You can find our Top 10 takeaways summary here. [read post]
22 Dec 2020, 9:43 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
11 Dec 2020, 6:01 am
Wahlquist, Sabastian V. [read post]
5 Nov 2020, 7:35 am
’s V 2.65% $5.3 billion deal to acquire Plaid Inc., a key player in the financial-technology space. [read post]
25 Oct 2020, 5:46 pm
The top rated country is Denmark with the UK at number 31 and North Korea as the worst country in the world for freedom of expression. [read post]
22 Oct 2020, 7:22 am
Securities and Exchange Commission (first reported by IAM) that on September 29, it filed for an anti-anti-suit injunction (AASI) in the Delhi High Court to prevent Xiaomi from enforcing its Chinese ASI. [read post]
17 Sep 2020, 4:00 am
” This chapter discusses the attacks on the rule of law by the President and some in his orbit, including: (i) the rule of law; (ii) criticisms of laws by the President; (iii) The Hatch Act; (iv) other examples of violations; (v) military law; and (vi) pardons. 12.2 Rule of Law The President of the United States takes an oath to preserve, protect and defend the Constitution. [read post]
