Search for: "State v. Investors Security Corporation" Results 121 - 140 of 1,364
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3 Oct 2023, 9:01 pm by renholding
July 5, 2023, settled) The SEC settled claims with a Utah-based molecular diagnostic company, its CEO and its Head of Corporate Communications and Investor Relations (HCCIR) for issuing two allegedly misleading press releases in advance of a securities offering. [read post]
2 Oct 2023, 10:41 am by Kevin LaCroix
  In particular, activists seeking change or institutional investors pursuing corporate social responsibility agendas have increasingly turned to derivative actions. [read post]
2 Oct 2023, 9:50 am by Zak Gowen
Einer Elhauge, has stated:  “Dozens of empirical studies have now confirmed this economic reality that common shareholding alters corporate behavior. [read post]
1 Oct 2023, 5:54 am by Kevin LaCroix
A copy of the Court’s September 29, 2023, order granting the petitioners’ petition for a writ of certiorari in the cases, Macquarie Infrastructure Corporation v. [read post]
28 Sep 2023, 6:56 am by Kevin LaCroix
Regulators such as the Australian Securities Investment Commission (ASIC) have made it abundantly clear that they are targeting corporate greenwashing. [read post]
26 Sep 2023, 9:01 pm by renholding
On August 24, 2023, the Second Circuit affirmed the dismissal of state-law securities claims in Kirschner v. [read post]
24 Sep 2023, 9:01 pm by renholding
  Recently, plans to build a corn milling plant in North Dakota have caused states governments to consider their role in protecting both state and national security. [read post]
4 Sep 2023, 5:44 am by Kevin LaCroix
(Please note that these figures do not include state court securities class action lawsuit filings.) [read post]
24 Aug 2023, 9:05 pm by Elizabeth Martinez
Court of Appeals for the Federal Circuit’s decision in Royal Brush Manufacturing v. [read post]
14 Aug 2023, 9:10 pm by Meredith Ervine
Here’s Kevin LaCroix’s reminder: Securities class action plaintiff’s counsel routinely scour corporate expressions of purpose, of conduct, or of ethics, to try to find statements that are contrary to subsequent corporate conduct, in order to try to support allegations that the statements misled investors. [read post]
The United States Securities and Exchange Commission (“SEC”), for example, has focused on ESG by investigating and taking action against companies that tout business practices such as consideration of environmental sustainability, but fail, in practice, to live up to their claims. [read post]
26 Jul 2023, 9:01 pm by renholding
In 2011, “the Division of Corporation Finance issued interpretive guidance providing [its] views concerning operating companies’ disclosure obligations relating to cybersecurity. [read post]
26 Jul 2023, 11:31 am by Kevin LaCroix
Securities class action plaintiff’s counsel routinely scour corporate expressions of purpose, of conduct, or of ethics, to try to find statements that are contrary to subsequent corporate conduct, in order to try to support allegations that the statements misled investors. [read post]