Search for: "State v. Investors Security Corporation"
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3 Oct 2023, 9:01 pm
July 5, 2023, settled) The SEC settled claims with a Utah-based molecular diagnostic company, its CEO and its Head of Corporate Communications and Investor Relations (HCCIR) for issuing two allegedly misleading press releases in advance of a securities offering. [read post]
2 Oct 2023, 10:41 am
In particular, activists seeking change or institutional investors pursuing corporate social responsibility agendas have increasingly turned to derivative actions. [read post]
2 Oct 2023, 9:50 am
Einer Elhauge, has stated: “Dozens of empirical studies have now confirmed this economic reality that common shareholding alters corporate behavior. [read post]
1 Oct 2023, 5:54 am
A copy of the Court’s September 29, 2023, order granting the petitioners’ petition for a writ of certiorari in the cases, Macquarie Infrastructure Corporation v. [read post]
28 Sep 2023, 6:56 am
Regulators such as the Australian Securities Investment Commission (ASIC) have made it abundantly clear that they are targeting corporate greenwashing. [read post]
26 Sep 2023, 9:01 pm
On August 24, 2023, the Second Circuit affirmed the dismissal of state-law securities claims in Kirschner v. [read post]
24 Sep 2023, 9:01 pm
Recently, plans to build a corn milling plant in North Dakota have caused states governments to consider their role in protecting both state and national security. [read post]
13 Sep 2023, 6:00 am
In 1972, the per se flood crested in U.S. v. [read post]
4 Sep 2023, 5:44 am
(Please note that these figures do not include state court securities class action lawsuit filings.) [read post]
1 Sep 2023, 6:30 am
SEC in Securities Enforcement Cases Posted by J.W. [read post]
1 Sep 2023, 6:30 am
SEC in Securities Enforcement Cases Posted by J.W. [read post]
24 Aug 2023, 9:05 pm
Court of Appeals for the Federal Circuit’s decision in Royal Brush Manufacturing v. [read post]
21 Aug 2023, 6:30 am
Securities Exchange Commission, No. 23-60230 (5th Cir.) [read post]
21 Aug 2023, 6:30 am
Securities Exchange Commission, No. 23-60230 (5th Cir.) [read post]
17 Aug 2023, 9:05 pm
In United States v. [read post]
14 Aug 2023, 9:10 pm
Here’s Kevin LaCroix’s reminder: Securities class action plaintiff’s counsel routinely scour corporate expressions of purpose, of conduct, or of ethics, to try to find statements that are contrary to subsequent corporate conduct, in order to try to support allegations that the statements misled investors. [read post]
1 Aug 2023, 4:27 pm
The United States Securities and Exchange Commission (“SEC”), for example, has focused on ESG by investigating and taking action against companies that tout business practices such as consideration of environmental sustainability, but fail, in practice, to live up to their claims. [read post]
26 Jul 2023, 9:01 pm
In 2011, “the Division of Corporation Finance issued interpretive guidance providing [its] views concerning operating companies’ disclosure obligations relating to cybersecurity. [read post]
26 Jul 2023, 11:31 am
Securities class action plaintiff’s counsel routinely scour corporate expressions of purpose, of conduct, or of ethics, to try to find statements that are contrary to subsequent corporate conduct, in order to try to support allegations that the statements misled investors. [read post]
25 Jul 2023, 9:05 pm
These U.S. v. [read post]